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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSLC icon
351
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$476K 0.04%
5,078
-976
-16% -$85.7K
TFLO icon
352
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$476K 0.04%
9,435
-5,234
-36% -$265K
EMQQ icon
353
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$268M
$474K 0.04%
15,383
-338
-2% -$10.1K
PM icon
354
Philip Morris
PM
$318B
$468K 0.04%
4,970
+1,059
+27% +$97.6K
ROKU icon
355
Roku
ROKU
$21.4B
$465K 0.04%
+5,075
New +$425K
ANET icon
356
Arista Networks
ANET
$210B
$459K 0.04%
7,800
-472
-6% -$24.8K
FAD icon
357
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$558M
$455K 0.04%
4,049
+1
+0% +$103
PLTR icon
358
Palantir
PLTR
$296B
$445K 0.04%
25,920
+828
+3% +$14.7K
EPD icon
359
Enterprise Products Partners
EPD
$84B
$438K 0.04%
16,638
-12,961
-44% -$345K
SYY icon
360
Sysco
SYY
$41B
$434K 0.03%
5,932
-23
-0.4% -$1.59K
DOW icon
361
Dow Inc
DOW
$21B
$433K 0.03%
7,901
+99
+1% +$5.06K
SNOW icon
362
Snowflake
SNOW
$95.2B
$432K 0.03%
2,170
+83
+4% +$14K
NSC icon
363
Norfolk Southern
NSC
$77.5B
$425K 0.03%
1,798
-39
-2% -$8.17K
EWW icon
364
iShares MSCI Mexico ETF
EWW
$1.94B
$424K 0.03%
+6,250
New +$377K
IYE icon
365
iShares US Energy ETF
IYE
$1.69B
$423K 0.03%
+9,578
New +$430K
NVS icon
366
Novartis
NVS
$303B
$422K 0.03%
4,250
+54
+1% +$5.21K
AFRM icon
367
Affirm
AFRM
$24.3B
$420K 0.03%
+8,554
New +$247K
DGS icon
368
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$419K 0.03%
8,400
-1,617
-16% -$75.6K
SRVR icon
369
Pacer Data & Infrastructure Real Estate ETF
SRVR
$378M
$414K 0.03%
13,887
-4,715
-25% -$128K
GLTR icon
370
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.45B
$414K 0.03%
4,543
-689
-13% -$60.5K
NET icon
371
Cloudflare
NET
$93.9B
$413K 0.03%
4,965
-360
-7% -$25.2K
PDP icon
372
Invesco Dorsey Wright Momentum ETF
PDP
$1.42B
$411K 0.03%
4,809
-123
-2% -$9.77K
CVS icon
373
CVS Health
CVS
$138B
$410K 0.03%
5,192
-101
-2% -$7.19K
IEV icon
374
iShares Europe ETF
IEV
$1.64B
$406K 0.03%
7,684
-2,793
-27% -$138K
PAYX icon
375
Paychex
PAYX
$42.3B
$405K 0.03%
3,400
-74
-2% -$8.77K
13 14
15
16 17

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.