We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
351
CVS Health
CVS
$138B
$370K 0.04%
5,293
-935
-15% -$66.3K
SPYD icon
352
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.8B
$363K 0.04%
10,356
-1,943
-16% -$72.3K
PM icon
353
Philip Morris
PM
$320B
$362K 0.04%
3,911
-1,746
-31% -$168K
NSC icon
354
Norfolk Southern
NSC
$77.4B
$362K 0.04%
1,837
+67
+4% +$14.5K
VONV icon
355
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$359K 0.04%
5,384
-799
-13% -$55.6K
RSPG icon
356
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$553M
$359K 0.04%
4,677
+2
+0% +$151
AON icon
357
Aon
AON
$80.6B
$358K 0.04%
1,103
-244
-18% -$80.7K
IWB icon
358
iShares Russell 1000 ETF
IWB
$47.7B
$351K 0.04%
+1,495
New +$366K
XMMO icon
359
Invesco S&P MidCap Momentum ETF
XMMO
$7.16B
$343K 0.03%
4,265
-14
-0.3% -$1.14K
BIL icon
360
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$340K 0.03%
3,707
-744
-17% -$68.2K
B
361
Barrick Mining
B
$61.1B
$338K 0.03%
23,199
-68,081
-75% -$1.12M
NET icon
362
Cloudflare
NET
$89.9B
$336K 0.03%
5,325
+475
+10% +$30.4K
MU icon
363
Micron Technology
MU
$918B
$334K 0.03%
4,914
-1,003
-17% -$67.2K
FBND icon
364
Fidelity Total Bond ETF
FBND
$27.2B
$332K 0.03%
7,622
+88
+1% +$3.94K
TJX icon
365
TJX Companies
TJX
$177B
$332K 0.03%
3,733
-1,123
-23% -$98.9K
AVSF icon
366
Avantis Short-Term Fixed Income ETF
AVSF
$654M
$328K 0.03%
7,195
+77
+1% +$3.52K
APD icon
367
Air Products & Chemicals
APD
$66B
$323K 0.03%
1,138
+13
+1% +$3.81K
GSK icon
368
GSK
GSK
$110B
$320K 0.03%
8,823
+1,246
+16% +$44.2K
SNOW icon
369
Snowflake
SNOW
$89.3B
$319K 0.03%
2,087
+207
+11% +$33.7K
ATVI
370
DELISTED
Activision Blizzard
ATVI
$318K 0.03%
3,401
+20
+0.6% +$1.82K
VFQY icon
371
Vanguard US Quality Factor ETF
VFQY
$481M
$318K 0.03%
2,834
+9
+0.3% +$1.04K
IAGG icon
372
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$318K 0.03%
6,525
– –
MDT icon
373
Medtronic
MDT
$113B
$318K 0.03%
4,060
-658
-14% -$55.1K
IYR icon
374
iShares US Real Estate ETF
IYR
$4.78B
$318K 0.03%
4,069
-10,961
-73% -$934K
MDLZ icon
375
Mondelez International
MDLZ
$80.7B
$317K 0.03%
4,571
-626
-12% -$45.1K
13 14
15
16 17

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.