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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
351
DELISTED
Twitter, Inc.
TWTR
$413K 0.04%
6,844
-16
-0.2% -$1.05K
BRK.A icon
352
Berkshire Hathaway Class A
BRK.A
$1.07T
$411K 0.04%
1
– –
MDT icon
353
Medtronic
MDT
$108B
$409K 0.04%
3,265
-160
-5% -$20.7K
SCHE icon
354
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$409K 0.04%
13,430
+6,930
+107% +$217K
GLTR icon
355
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.49B
$408K 0.04%
4,724
+407
+9% +$37.8K
SCHC icon
356
Schwab International Small-Cap Equity ETF
SCHC
$5.38B
$405K 0.04%
9,762
+2,859
+41% +$121K
SCHX icon
357
Schwab US Large- Cap ETF
SCHX
$71.1B
$405K 0.04%
23,358
+900
+4% +$16.1K
TLH icon
358
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$405K 0.04%
+2,754
New +$415K
CIEN icon
359
Ciena
CIEN
$53.4B
$404K 0.04%
7,858
+301
+4% +$16.7K
TFC icon
360
Truist Financial
TFC
$63.7B
$396K 0.04%
6,759
+429
+7% +$24K
LIT icon
361
Global X Lithium & Battery Tech ETF
LIT
$1.5B
$393K 0.04%
4,799
+386
+9% +$31.6K
BIL icon
362
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$392K 0.04%
+4,290
New +$392K
KBH icon
363
KB Home
KBH
$3.53B
$392K 0.04%
10,074
-38,751
-79% -$1.61M
MO icon
364
Altria Group
MO
$122B
$391K 0.04%
8,585
-3,568
-29% -$172K
VGSH icon
365
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$389K 0.04%
+6,342
New +$390K
IJK icon
366
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$384K 0.03%
+4,852
New +$394K
PM icon
367
Philip Morris
PM
$305B
$379K 0.03%
3,999
+219
+6% +$22K
JMST icon
368
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$378K 0.03%
7,410
-39
-0.5% -$1.99K
WFC icon
369
Wells Fargo
WFC
$264B
$376K 0.03%
8,100
+932
+13% +$43.1K
VT icon
370
Vanguard Total World Stock ETF
VT
$76.4B
$374K 0.03%
+3,675
New +$385K
IETC icon
371
iShares US Tech Independence Focused ETF
IETC
$658M
$369K 0.03%
6,624
– –
TMUS icon
372
T-Mobile US
TMUS
$190B
$367K 0.03%
2,869
-5
-0.2% -$696
MUI
373
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$365K 0.03%
24,000
+12,000
+100% +$190K
RDS.A
374
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$360K 0.03%
8,077
+154
+2% +$6.21K
EW icon
375
Edwards Lifesciences
EW
$47.8B
$355K 0.03%
+3,139
New +$358K
13 14
15
16 17

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.