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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
351
Alerian MLP ETF
AMLP
$13B
$297K 0.03%
+11,558
New +$278K
IETC icon
352
iShares US Tech Independence Focused ETF
IETC
$650M
$295K 0.03%
+6,209
New +$278K
LQDH icon
353
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$293K 0.03%
+3,072
New +$287K
SBS icon
354
Sabesp
SBS
$19.2B
$293K 0.03%
175,605
-10,958
-6% -$17.8K
XHS icon
355
State Street SPDR S&P Health Care Services ETF
XHS
$212M
$293K 0.03%
+3,031
New +$265K
LMT icon
356
Lockheed Martin
LMT
$134B
$289K 0.03%
+814
New +$299K
TEVA icon
357
Teva Pharmaceuticals
TEVA
$40.4B
$289K 0.03%
29,952
+1,400
+5% +$13.4K
SGEN
358
DELISTED
Seagen Inc. Common Stock
SGEN
$287K 0.03%
+1,639
New +$306K
CHI
359
Calamos Convertible Opportunities and Income Fund
CHI
$989M
$286K 0.03%
21,155
-2,755
-12% -$33.9K
MA icon
360
Mastercard
MA
$497B
$284K 0.03%
+796
New +$265K
SHYD icon
361
VanEck Short High Yield Muni ETF
SHYD
$452M
$282K 0.03%
11,376
-1,194
-9% -$29.2K
NEAR icon
362
iShares Short Maturity Bond ETF
NEAR
$4.82B
$280K 0.03%
+5,576
New +$280K
INBK icon
363
First Internet Bancorp
INBK
$234M
$279K 0.03%
9,715
-499
-5% -$12K
IEUR icon
364
iShares Core MSCI Europe ETF
IEUR
$8.81B
$272K 0.03%
+5,310
New +$255K
GPC icon
365
Genuine Parts
GPC
$17.6B
$271K 0.03%
+2,700
New +$264K
SPIP icon
366
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$271K 0.03%
+8,695
New +$267K
COP icon
367
ConocoPhillips
COP
$144B
$266K 0.03%
+6,643
New +$245K
SCHH icon
368
Schwab US REIT ETF
SCHH
$11.7B
$265K 0.03%
+13,952
New +$258K
IQDF icon
369
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$264K 0.03%
10,920
– –
FCX icon
370
Freeport-McMoran
FCX
$87.4B
$261K 0.03%
10,034
– –
NVS icon
371
Novartis
NVS
$302B
$260K 0.03%
+2,755
New +$241K
SCHC icon
372
Schwab International Small-Cap Equity ETF
SCHC
$5.31B
$260K 0.03%
+6,903
New +$241K
TWLO icon
373
Twilio
TWLO
$29.4B
$260K 0.03%
+767
New +$240K
FEN
374
DELISTED
First Trust Energy Income and Growth Fund
FEN
$260K 0.03%
24,275
+7,600
+46% +$78.7K
NET icon
375
Cloudflare
NET
$95.9B
$259K 0.03%
+3,414
New +$224K
13 14
15
16 17

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.