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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
351
Marriott International
MAR
$100B
– –
-3,286
Closed -$282K
MCD icon
352
McDonald's
MCD
$194B
– –
-4,142
Closed -$764K
MDB icon
353
MongoDB
MDB
$25.9B
– –
-3,220
Closed -$729K
MDT icon
354
Medtronic
MDT
$112B
– –
-3,969
Closed -$364K
MDY icon
355
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
– –
-5,821
Closed -$1.89M
MELI icon
356
Mercado Libre
MELI
$94.5B
– –
-1,550
Closed -$1.53M
MGK icon
357
Vanguard Mega Cap Growth ETF
MGK
$31.6B
– –
-36,005
Closed -$1.18M
MMM icon
358
3M
MMM
$93.4B
– –
-8,539
Closed -$1.11M
MPLX icon
359
MPLX
MPLX
$60.9B
– –
-48,195
Closed -$833K
MSM icon
360
MSC Industrial Direct
MSM
$6.89B
– –
-10,370
Closed -$755K
MU icon
361
Micron Technology
MU
$908B
– –
-7,608
Closed -$392K
MUB icon
362
iShares National Muni Bond ETF
MUB
$45.3B
– –
-5,531
Closed -$638K
NEAR icon
363
iShares Short Maturity Bond ETF
NEAR
$4.82B
– –
-19,860
Closed -$993K
NEE icon
364
NextEra Energy
NEE
$187B
– –
-5,344
Closed -$321K
NEM icon
365
Newmont
NEM
$94.9B
– –
-8,030
Closed -$496K
NFLX icon
366
Netflix
NFLX
$301B
– –
-18,640
Closed -$848K
NKE icon
367
Nike
NKE
$63.3B
– –
-9,440
Closed -$926K
NMIH icon
368
NMI Holdings
NMIH
$3.36B
– –
-10,324
Closed -$166K
NOW icon
369
ServiceNow
NOW
$118B
– –
-20,065
Closed -$1.63M
NSC icon
370
Norfolk Southern
NSC
$75.9B
– –
-3,998
Closed -$702K
NVS icon
371
Novartis
NVS
$302B
– –
-2,763
Closed -$241K
O icon
372
Realty Income
O
$61.5B
– –
-9,926
Closed -$572K
OEF icon
373
iShares S&P 100 ETF
OEF
$19.7B
– –
-3,153
Closed -$449K
PAYC icon
374
Paycom
PAYC
$7.92B
– –
-800
Closed -$248K
PBW icon
375
Invesco WilderHill Clean Energy ETF
PBW
$392M
– –
-11,546
Closed -$469K
13 14
15
16 17

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LBC
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NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.