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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
351
Illinois Tool Works
ITW
$81.4B
$228K 0.04%
1,272
-66
-5% -$11.2K
INFO
352
DELISTED
IHS Markit Ltd. Common Shares
INFO
$228K 0.04%
3,030
-21
-0.7% -$1.49K
AA icon
353
Alcoa
AA
$11.7B
$227K 0.04%
10,530
-1,341
-11% -$27.8K
WM icon
354
Waste Management
WM
$95.9B
$227K 0.04%
1,994
-43
-2% -$4.86K
CIM
355
Chimera Investment
CIM
$1.05B
$225K 0.04%
3,643
+135
+4% +$8.24K
BEST
356
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$225K 0.04%
2,026
+25
+1% +$2.74K
BN icon
357
Brookfield
BN
$102B
$224K 0.04%
10,886
– –
MMP
358
DELISTED
Magellan Midstream Partners, L.P.
MMP
$224K 0.04%
3,570
– –
BHK icon
359
BlackRock Core Bond Trust
BHK
$642M
$223K 0.04%
15,294
-4,000
-21% -$57.8K
OIH icon
360
VanEck Oil Services ETF
OIH
$2.06B
$223K 0.04%
+842
New +$201K
SPLV icon
361
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$222K 0.04%
3,802
+3
+0.1% +$172
ADSK icon
362
Autodesk
ADSK
$44.3B
$221K 0.04%
+1,205
New +$195K
TRV icon
363
Travelers Companies
TRV
$80.8B
$221K 0.04%
1,613
-8
-0.5% -$1.09K
JHS
364
John Hancock Income Securities Trust
JHS
$126M
$220K 0.04%
14,825
-100
-0.7% -$1.45K
FLIR
365
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$218K 0.04%
+4,179
New +$221K
DGS icon
366
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$217K 0.04%
4,545
– –
AMT icon
367
American Tower
AMT
$77.7B
$215K 0.04%
935
– –
TWLO icon
368
Twilio
TWLO
$29.1B
$215K 0.04%
2,183
-240
-10% -$24.5K
DWAQ
369
DELISTED
Invesco DWA NASDAQ Momentum ETF
DWAQ
$215K 0.04%
+1,678
New +$192K
PAYX icon
370
Paychex
PAYX
$40.4B
$214K 0.04%
2,517
-180
-7% -$15.2K
XES icon
371
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
$212K 0.04%
2,614
+702
+37% +$50.1K
JPIB icon
372
JPMorgan International Bond Opportunities ETF
JPIB
$2.07B
$210K 0.04%
4,200
– –
ISCV icon
373
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$209K 0.04%
+4,356
New +$201K
RIG icon
374
Transocean
RIG
$5.92B
$208K 0.04%
30,236
-1,200
-4% -$6.18K
WIX icon
375
WIX.com
WIX
$2.15B
$208K 0.04%
+1,700
New +$208K
13 14
15
16 17

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.