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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$464M
AUM Growth
+$74.4M
Cap. Flow
+$24.9M
Cap. Flow %
5.36%
Top 10 Hldgs %
26.89%
Holding
369
New
43
Increased
160
Reduced
96
Closed
13

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.77M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.66M
3
VTV icon
Vanguard Value ETF
VTV
+$1.29M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.11M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.08M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.39M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.34M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$924K
4
KOL
VanEck Vectors Coal ETF
KOL
+$491K
5
PAG icon
Penske Automotive Group
PAG
+$408K

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.07%
3 Industrials 5.08%
4 Consumer Discretionary 4.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFX icon
351
PhenixFIN
PFX
$83.9M
$61K 0.01%
978
– –
RBBN icon
352
Ribbon Communications
RBBN
$372M
$54K 0.01%
10,490
-2,500
-19% -$13.4K
ANFI
353
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$40K 0.01%
23,450
-600
-2% -$627
WPRT
354
Westport Fuel Systems
WPRT
$36.1M
$39K 0.01%
2,500
– –
AMTX icon
355
Aemetis
AMTX
$103M
$25K 0.01%
30,602
– –
RAD
356
DELISTED
Rite Aid Corporation
RAD
$9K ﹤0.01%
700
-1,235
-64% -$19.1K
ALK icon
357
Alaska Air
ALK
$5.13B
– –
-3,435
Closed -$209K
DUK icon
358
Duke Energy
DUK
$98.1B
– –
-2,385
Closed -$206K
EWZ icon
359
iShares MSCI Brazil ETF
EWZ
$8.98B
– –
-24,191
Closed -$924K
GLD icon
360
SPDR Gold Trust
GLD
$129B
– –
-1,975
Closed -$239K
IHF icon
361
iShares US Healthcare Providers ETF
IHF
$1.18B
– –
-40,480
Closed -$1.34M
LUMN icon
362
Lumen
LUMN
$6.57B
– –
-10,788
Closed -$163K
M icon
363
Macy's
M
$6.13B
– –
-7,451
Closed -$222K
PAG icon
364
Penske Automotive Group
PAG
$12.9B
– –
-10,124
Closed -$408K
SLB icon
365
SLB Ltd
SLB
$69.4B
– –
-5,912
Closed -$213K
SCU
366
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-3,938
Closed -$36K
KOL
367
DELISTED
VanEck Vectors Coal ETF
KOL
– –
-3,906
Closed -$491K
TAHO
368
DELISTED
Tahoe Resources Inc
TAHO
– –
-51,738
Closed -$189K
ENLK
369
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-32,050
Closed -$353K
11 12 13 14
15

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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NWAM LLC's Q1 2019 Portfolio in Review

As of Q1 2019, NWAM LLC held 369 positions worth $464M, up 19% from $389M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $24.9M of net new capital in Q1 2019, opening 43 new positions and adding to 160 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.39M trimmed.

  • NWAM LLC's largest Q1 2019 buy was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.
  • NWAM LLC added most to iShares Russell 1000 Value ETF in Q1 2019, an estimated $1.77M increase.
  • NWAM LLC's biggest Q1 2019 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.39M.
  • NWAM LLC fully exited iShares US Healthcare Providers ETF in Q1 2019, selling an estimated $1.34M.
  • NWAM LLC's ten largest holdings make up 27% of its $464M portfolio in Q1 2019.
  • NWAM LLC opened 43 new positions and closed 13 in Q1 2019.
  • NWAM LLC's portfolio value rose 19% quarter-over-quarter to $464M.

Based on NWAM LLC's 13F filing for Q1 2019, filed 17 Apr 2019.