We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
326
Novartis
NVS
$297B
$427K 0.04%
4,196
-375
-8% -$38.1K
VV icon
327
Vanguard Large-Cap ETF
VV
$51.9B
$427K 0.04%
2,182
-31,964
-94% -$6.51M
LQD icon
328
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$425K 0.04%
4,168
-12,276
-75% -$1.29M
IJT icon
329
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$424K 0.04%
3,867
-436
-10% -$50.3K
MPC icon
330
Marathon Petroleum
MPC
$91.2B
$419K 0.04%
2,767
-378
-12% -$52.7K
BKNG icon
331
Booking.com
BKNG
$145B
$416K 0.04%
3,375
+950
+39% +$115K
JPUS
332
JPMorgan Diversified Return US Equity ETF
JPUS
$459M
$416K 0.04%
4,425
+559
+14% +$54.8K
FDIS icon
333
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.62B
$413K 0.04%
5,918
+1,886
+47% +$139K
AA icon
334
Alcoa
AA
$11.6B
$412K 0.04%
14,171
-58,606
-81% -$1.84M
IAU icon
335
iShares Gold Trust
IAU
$63.4B
$407K 0.04%
11,619
-5,579
-32% -$204K
FAD icon
336
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$564M
$405K 0.04%
4,048
-42
-1% -$4.4K
VMBS icon
337
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$404K 0.04%
9,219
+4,560
+98% +$205K
DOW icon
338
Dow Inc
DOW
$20.8B
$402K 0.04%
7,802
-1,147
-13% -$61.6K
BKLN icon
339
Invesco Senior Loan ETF
BKLN
$6.97B
$402K 0.04%
19,160
-610
-3% -$12.8K
PLTR icon
340
Palantir
PLTR
$315B
$401K 0.04%
25,092
+4,475
+22% +$71.3K
PAYX icon
341
Paychex
PAYX
$41.1B
$401K 0.04%
3,474
+1,008
+41% +$121K
CQQQ icon
342
Invesco China Technology ETF
CQQQ
$3.08B
$394K 0.04%
10,892
-378
-3% -$15K
SYY icon
343
Sysco
SYY
$40.2B
$393K 0.04%
5,955
-67
-1% -$4.81K
RY icon
344
Royal Bank of Canada
RY
$291B
$390K 0.04%
4,463
-579
-11% -$53.9K
ANET icon
345
Arista Networks
ANET
$215B
$380K 0.04%
8,272
+2,964
+56% +$132K
LIN icon
346
Linde
LIN
$234B
$380K 0.04%
1,020
-272
-21% -$104K
PDP icon
347
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$380K 0.04%
4,932
-185
-4% -$14.8K
GBIL icon
348
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$379K 0.04%
3,789
-2,952
-44% -$295K
IJJ icon
349
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$375K 0.04%
3,714
-5,483
-60% -$586K
ICSH icon
350
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$370K 0.04%
7,337
+13
+0.2% +$653
12 13
14
15 16

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.