We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
326
Adobe
ADBE
$99B
$371K 0.04%
964
+104
+12% +$37K
JPUS
327
JPMorgan Diversified Return US Equity ETF
JPUS
$463M
$370K 0.04%
3,866
– –
C icon
328
Citigroup
C
$222B
$368K 0.04%
7,853
+378
+5% +$18.6K
LIN icon
329
Linde
LIN
$236B
$365K 0.04%
1,028
-113
-10% -$37.8K
ADM icon
330
Archer Daniels Midland
ADM
$40.1B
$361K 0.04%
4,537
-48
-1% -$3.92K
AMT icon
331
American Tower
AMT
$79.9B
$358K 0.04%
1,752
+58
+3% +$12.2K
NVS icon
332
Novartis
NVS
$304B
$358K 0.04%
3,891
-571
-13% -$49.9K
GIS icon
333
General Mills
GIS
$20.1B
$357K 0.04%
4,174
+19
+0.5% +$1.52K
JGRO icon
334
JPMorgan Active Growth ETF
JGRO
$9.24B
$354K 0.04%
7,208
+599
+9% +$28.1K
BIIB icon
335
Biogen
BIIB
$30.4B
$352K 0.04%
1,265
+5
+0.4% +$1.38K
CRWD icon
336
CrowdStrike
CRWD
$185B
$350K 0.04%
10,188
+32
+0.3% +$925
MS icon
337
Morgan Stanley
MS
$333B
$346K 0.04%
3,946
+506
+15% +$47.2K
RY icon
338
Royal Bank of Canada
RY
$295B
$346K 0.04%
3,619
+770
+27% +$76.3K
MDLZ icon
339
Mondelez International
MDLZ
$80.2B
$340K 0.03%
4,872
-971
-17% -$64.3K
MDT icon
340
Medtronic
MDT
$111B
$338K 0.03%
4,193
-1,102
-21% -$89.8K
MU icon
341
Micron Technology
MU
$927B
$336K 0.03%
5,571
-145
-3% -$8.5K
FBND icon
342
Fidelity Total Bond ETF
FBND
$27.2B
$335K 0.03%
7,278
+1,076
+17% +$49.3K
AVSF icon
343
Avantis Short-Term Fixed Income ETF
AVSF
$654M
$331K 0.03%
7,148
-206
-3% -$9.5K
APD icon
344
Air Products & Chemicals
APD
$65.2B
$330K 0.03%
1,149
+2
+0.2% +$584
RNAM
345
DELISTED
Avidity Biosciences
RNAM
$330K 0.03%
21,500
+3,759
+21% +$82.7K
XLRE icon
346
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$325K 0.03%
8,699
-2,465
-22% -$94.7K
FDX icon
347
FedEx
FDX
$74B
$324K 0.03%
1,417
-474
-25% -$96.2K
VOE icon
348
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$323K 0.03%
2,406
-1,789
-43% -$248K
SGOL icon
349
abrdn Physical Gold Shares ETF
SGOL
$6.87B
$322K 0.03%
17,065
-309
-2% -$5.6K
IAGG icon
350
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$319K 0.03%
6,525
– –
12 13
14
15 16

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.