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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
326
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$504K 0.04%
9,353
-9,917
-51% -$537K
CSX icon
327
CSX Corp
CSX
$96B
$503K 0.04%
13,368
-2,756
-17% -$97.2K
PM icon
328
Philip Morris
PM
$305B
$501K 0.04%
5,282
+1,283
+32% +$120K
KEY icon
329
KeyCorp
KEY
$24.1B
$500K 0.04%
21,612
-1,218
-5% -$28.3K
XLB icon
330
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$500K 0.04%
11,036
-250
-2% -$10.8K
C icon
331
Citigroup
C
$223B
$495K 0.04%
8,189
-544
-6% -$36.2K
BP icon
332
BP
BP
$109B
$494K 0.04%
18,534
+6,846
+59% +$190K
DOCU
333
DocuSign
DOCU
$10.1B
$493K 0.04%
3,239
+640
+25% +$146K
SRVR icon
334
Pacer Data & Infrastructure Real Estate ETF
SRVR
$376M
$493K 0.04%
11,386
-2,667
-19% -$108K
HYGV icon
335
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$492K 0.04%
10,048
– –
EUSB icon
336
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
$491K 0.04%
9,939
-709
-7% -$35K
IJT icon
337
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$484K 0.04%
3,483
-383
-10% -$52.1K
SE icon
338
Sea Limited
SE
$63.9B
$482K 0.04%
2,154
-11,556
-84% -$3.45M
MDT icon
339
Medtronic
MDT
$108B
$469K 0.04%
4,534
+1,269
+39% +$147K
VT icon
340
Vanguard Total World Stock ETF
VT
$76.4B
$468K 0.04%
4,357
+682
+19% +$72.5K
MRVL icon
341
Marvell Technology
MRVL
$170B
$466K 0.04%
5,322
+1,368
+35% +$102K
CLX icon
342
Clorox
CLX
$11.8B
$464K 0.04%
2,658
-393
-13% -$65.5K
SCHX icon
343
Schwab US Large- Cap ETF
SCHX
$71.1B
$461K 0.04%
24,294
+936
+4% +$17.3K
FDX icon
344
FedEx
FDX
$73.5B
$454K 0.04%
1,755
+187
+12% +$44.9K
PTY icon
345
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$454K 0.04%
27,469
-30,319
-52% -$540K
AON icon
346
Aon
AON
$78.4B
$451K 0.04%
1,499
-86
-5% -$25.8K
ASAN icon
347
Asana
ASAN
$1.79B
$451K 0.04%
6,052
+2
+0% +$212
BRK.A icon
348
Berkshire Hathaway Class A
BRK.A
$1.07T
$451K 0.04%
1
– –
IWC icon
349
iShares Micro-Cap ETF
IWC
$1.45B
$444K 0.04%
3,180
+65
+2% +$9.43K
PLTR icon
350
Palantir
PLTR
$315B
$443K 0.04%
24,302
+3,577
+17% +$79K
12 13
14
15 16

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LBC
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CAM
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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.