We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
326
Vanguard Total International Stock ETF
VXUS
$153B
$422K 0.04%
6,737
-6,034
-47% -$378K
CIEN icon
327
Ciena
CIEN
$53.4B
$416K 0.04%
7,607
+146
+2% +$7.86K
GNOG
328
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$414K 0.04%
30,700
+200
+0.7% +$3.49K
ET icon
329
Energy Transfer Partners
ET
$68.5B
$413K 0.04%
53,788
-52,303
-49% -$382K
IXJ icon
330
iShares Global Healthcare ETF
IXJ
$4.08B
$413K 0.04%
5,360
-170
-3% -$13.1K
IMCV icon
331
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$399K 0.04%
6,495
+90
+1% +$5.17K
SNAP icon
332
Snap
SNAP
$7.6B
$399K 0.04%
7,632
– –
GLTR icon
333
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.49B
$398K 0.04%
+4,298
New +$411K
WDFC icon
334
WD-40
WDFC
$3.13B
$398K 0.04%
1,300
– –
RIO icon
335
Rio Tinto
RIO
$150B
$390K 0.04%
5,020
-755
-13% -$61.9K
SPDW icon
336
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$390K 0.04%
+11,016
New +$386K
SCHM icon
337
Schwab US Mid-Cap ETF
SCHM
$14.6B
$386K 0.04%
15,543
+6,558
+73% +$159K
AON icon
338
Aon
AON
$78.4B
$385K 0.04%
1,673
– –
RDS.A
339
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$385K 0.04%
9,829
-2,625
-21% -$106K
ATVI
340
DELISTED
Activision Blizzard
ATVI
$384K 0.04%
4,127
-41
-1% -$3.85K
NEA icon
341
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$383K 0.04%
25,855
-41,292
-61% -$612K
MDB icon
342
MongoDB
MDB
$24.9B
$382K 0.04%
1,430
-445
-24% -$158K
COP icon
343
ConocoPhillips
COP
$141B
$380K 0.04%
7,176
+533
+8% +$26.3K
EMD
344
Western Asset Emerging Markets Debt Fund
EMD
$609M
$379K 0.04%
28,693
-11,574
-29% -$156K
LQDH icon
345
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$379K 0.04%
3,931
+859
+28% +$82K
SPY icon
346
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$375K 0.04%
+1,000
New +$386K
FLOT icon
347
iShares Floating Rate Bond ETF
FLOT
$10.2B
$374K 0.04%
7,357
+927
+14% +$47.1K
TFC icon
348
Truist Financial
TFC
$63.7B
$370K 0.04%
6,350
-29
-0.5% -$1.59K
OMP
349
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$370K 0.04%
16,555
-39,453
-70% -$664K
SNOW icon
350
Snowflake
SNOW
$94.6B
$364K 0.04%
+1,587
New +$424K
12 13
14
15 16

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.