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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDFC icon
326
WD-40
WDFC
$2.98B
$345K 0.04%
+1,300
New +$315K
NZF icon
327
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$344K 0.04%
21,349
– –
IMCV icon
328
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
$334K 0.04%
6,405
-30,393
-83% -$1.49M
VCIT icon
329
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$334K 0.04%
+3,442
New +$332K
FTF
330
Franklin Limited Duration Income Trust
FTF
$232M
$331K 0.04%
35,172
-7,705
-18% -$67K
XYL icon
331
Xylem
XYL
$28.6B
$331K 0.04%
+3,247
New +$305K
QUAL icon
332
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$328K 0.04%
+2,819
New +$310K
XLK icon
333
State Street Technology Select Sector SPDR ETF
XLK
$110B
$327K 0.04%
+5,036
New +$307K
FLOT icon
334
iShares Floating Rate Bond ETF
FLOT
$10.2B
$326K 0.04%
+6,430
New +$326K
EZU icon
335
iShare MSCI Eurozone ETF
EZU
$9.38B
$325K 0.04%
+7,372
New +$304K
COLB icon
336
Columbia Banking Systems
COLB
$8.76B
$324K 0.04%
+9,037
New +$280K
ITW icon
337
Illinois Tool Works
ITW
$83.9B
$324K 0.04%
+1,587
New +$324K
XMLV icon
338
Invesco S&P MidCap Low Volatility ETF
XMLV
$764M
$322K 0.04%
+6,689
New +$301K
BNS icon
339
Scotiabank
BNS
$106B
$318K 0.04%
+5,885
New +$279K
SDGR icon
340
Schrodinger
SDGR
$1.13B
$317K 0.04%
+4,000
New +$252K
WM icon
341
Waste Management
WM
$95.6B
$317K 0.04%
2,691
-8,136
-75% -$949K
IJK icon
342
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$313K 0.04%
+4,340
New +$289K
VGLT icon
343
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$313K 0.04%
+3,264
New +$316K
NBH
344
Neuberger Municipal Fund Inc
NBH
$307M
$308K 0.04%
20,266
– –
TFC icon
345
Truist Financial
TFC
$64.4B
$306K 0.03%
+6,379
New +$289K
NEM icon
346
Newmont
NEM
$95.8B
$303K 0.03%
+5,065
New +$312K
CDAK
347
DELISTED
Codiak BioSciences, Inc. Common Stock
CDAK
$302K 0.03%
+9,338
New +$124K
HIG icon
348
Hartford Financial Services
HIG
$39.9B
$299K 0.03%
+6,106
New +$263K
EXPD icon
349
Expeditors International
EXPD
$22.2B
$298K 0.03%
+3,132
New +$285K
VGT icon
350
Vanguard Information Technology ETF
VGT
$134B
$298K 0.03%
+6,736
New +$277K
12 13
14
15 16

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.