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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
326
iShares Core S&P US Value ETF
IUSV
$27.5B
– –
-4,431
Closed -$231K
IVE icon
327
iShares S&P 500 Value ETF
IVE
$49.6B
– –
-4,248
Closed -$460K
IVW icon
328
iShares S&P 500 Growth ETF
IVW
$71.9B
– –
-17,252
Closed -$895K
IWB icon
329
iShares Russell 1000 ETF
IWB
$47.9B
– –
-3,332
Closed -$572K
IWC icon
330
iShares Micro-Cap ETF
IWC
$1.45B
– –
-5,608
Closed -$489K
IWN icon
331
iShares Russell 2000 Value ETF
IWN
$14.5B
– –
-5,260
Closed -$513K
IWO icon
332
iShares Russell 2000 Growth ETF
IWO
$14.4B
– –
-7,601
Closed -$1.57M
IXJ icon
333
iShares Global Healthcare ETF
IXJ
$4.18B
– –
-5,462
Closed -$376K
IYG icon
334
iShares US Financial Services ETF
IYG
$2.18B
– –
-15,111
Closed -$601K
IYM icon
335
iShares US Basic Materials ETF
IYM
$1.14B
– –
-8,494
Closed -$758K
IYW icon
336
iShares US Technology ETF
IYW
$23B
– –
-13,480
Closed -$909K
JCI icon
337
Johnson Controls International
JCI
$85.6B
– –
-9,089
Closed -$310K
JMST icon
338
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
– –
-3,968
Closed -$202K
JPIB icon
339
JPMorgan International Bond Opportunities ETF
JPIB
$2.09B
– –
-4,115
Closed -$204K
JPST icon
340
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
– –
-29,780
Closed -$1.51M
K
341
DELISTED
Kellanova
K
– –
-31,716
Closed -$1.97M
KMB icon
342
Kimberly-Clark
KMB
$37.5B
– –
-5,356
Closed -$757K
KREF
343
KKR Real Estate Finance Trust
KREF
$471M
– –
-17,938
Closed -$297K
LEN icon
344
Lennar Class A
LEN
$21.1B
– –
-6,761
Closed -$403K
LH icon
345
Labcorp
LH
$25.8B
– –
-4,410
Closed -$629K
LIN icon
346
Linde
LIN
$236B
– –
-1,242
Closed -$263K
LLY icon
347
Eli Lilly
LLY
$1.09T
– –
-3,806
Closed -$625K
LMT icon
348
Lockheed Martin
LMT
$134B
– –
-1,232
Closed -$450K
LOW icon
349
Lowe's Companies
LOW
$122B
– –
-5,506
Closed -$744K
MA icon
350
Mastercard
MA
$497B
– –
-850
Closed -$251K
12 13
14
15 16

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NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.