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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
326
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$250 0.01%
5,569
+205
+4% +$11.4K
VCIT icon
327
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$250 0.01%
2,874
-815
-22% -$74.1K
TEVA icon
328
Teva Pharmaceuticals
TEVA
$40.1B
$246 0.01%
27,444
+2,830
+11% +$29K
JCI icon
329
Johnson Controls International
JCI
$84.3B
$245 0.01%
9,080
-158
-2% -$5.89K
TSI
330
TCW Strategic Income Fund
TSI
$213M
$242 0.01%
46,765
– –
CMI icon
331
Cummins
CMI
$84.9B
$236 0.01%
1,747
-25
-1% -$3.9K
COP icon
332
ConocoPhillips
COP
$144B
$236 0.01%
7,650
-658
-8% -$33.5K
ITW icon
333
Illinois Tool Works
ITW
$84.2B
$236 0.01%
1,662
+390
+31% +$66.3K
ANH
334
DELISTED
Anworth Mortgage Asset Corporation
ANH
$236 0.01%
209,195
+89,250
+74% +$272K
AES icon
335
AES
AES
$10.6B
$229 0.01%
+16,818
New +$301K
APD icon
336
Air Products & Chemicals
APD
$65.2B
$229 0.01%
1,145
-190
-14% -$43.3K
DD icon
337
DuPont de Nemours
DD
$18.6B
$229 0.01%
5,339
-906
-15% -$55.4K
SCHH icon
338
Schwab US REIT ETF
SCHH
$11.7B
$229 0.01%
+13,992
New +$299K
NRK icon
339
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$228 0.01%
18,238
– –
SCHC icon
340
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$226 0.01%
+9,268
New +$285K
IVZ icon
341
Invesco
IVZ
$12.5B
$224 0.01%
24,632
+4,358
+21% +$66.2K
CIO
342
DELISTED
City Office REIT
CIO
$218 0.01%
+30,125
New +$358K
FIS icon
343
Fidelity National Information Services
FIS
$23.7B
$218 0.01%
1,793
-23
-1% -$3.19K
HMC icon
344
Honda
HMC
$40B
$217 0.01%
9,670
-1,315
-12% -$33.6K
FDX icon
345
FedEx
FDX
$73.4B
$216 0.01%
1,783
+150
+9% +$21.1K
SFL icon
346
SFL Corp
SFL
$1.6B
$216 0.01%
22,831
-1,375
-6% -$17K
LIN icon
347
Linde
LIN
$235B
$215 0.01%
1,242
-1,505
-55% -$297K
NTR icon
348
Nutrien
NTR
$33.6B
$215 0.01%
6,324
-1,301
-17% -$52.1K
NVS icon
349
Novartis
NVS
$299B
$213 0.01%
2,582
-939
-27% -$83.8K
DSL
350
DoubleLine Income Solutions Fund
DSL
$1.22B
$210 0.01%
15,749
-2,384
-13% -$43.8K
12 13
14
15 16

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.