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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
326
Target
TGT
$62.1B
$263K 0.05%
+2,052
New +$241K
AMAT icon
327
Applied Materials
AMAT
$426B
$262K 0.05%
4,297
-6,916
-62% -$389K
TMO icon
328
Thermo Fisher Scientific
TMO
$211B
$262K 0.05%
+808
New +$245K
TWTR
329
DELISTED
Twitter, Inc.
TWTR
$260K 0.05%
8,108
+200
+3% +$6.58K
OXY icon
330
Occidental Petroleum
OXY
$57B
$257K 0.04%
6,235
-3,591
-37% -$144K
SPE
331
Special Opportunities Fund
SPE
$140M
$256K 0.04%
18,182
– –
HYG icon
332
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$254K 0.04%
2,886
-211
-7% -$18.4K
FIS icon
333
Fidelity National Information Services
FIS
$21.5B
$253K 0.04%
1,816
-86
-5% -$11.5K
HSY icon
334
Hershey
HSY
$35.4B
$252K 0.04%
1,712
+1
+0.1% +$148
IUSV icon
335
iShares Core S&P US Value ETF
IUSV
$27.2B
$252K 0.04%
3,993
+95
+2% +$5.73K
WDFC icon
336
WD-40
WDFC
$3.1B
$252K 0.04%
1,300
– –
FDX icon
337
FedEx
FDX
$74.5B
$247K 0.04%
1,633
-143
-8% -$22K
NRK icon
338
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$247K 0.04%
18,238
-2,600
-12% -$34.9K
NOBL icon
339
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$245K 0.04%
6,470
+64
+1% +$2.35K
MMT
340
Aberdeen Multi-Market Income Fund
MMT
$237M
$243K 0.04%
39,700
+328
+0.8% +$1.98K
EXPD icon
341
Expeditors International
EXPD
$22.9B
$242K 0.04%
3,104
-105
-3% -$7.87K
ZS icon
342
Zscaler
ZS
$23B
$242K 0.04%
+5,208
New +$242K
TEVA icon
343
Teva Pharmaceuticals
TEVA
$35.9B
$241K 0.04%
24,614
+1,700
+7% +$15.2K
RDS.B
344
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$241K 0.04%
4,017
-100
-2% -$5.89K
TYL icon
345
Tyler Technologies
TYL
$12.2B
$235K 0.04%
782
– –
EQNR icon
346
Equinor
EQNR
$95.9B
$234K 0.04%
11,762
– –
SCHP icon
347
Schwab US TIPS ETF
SCHP
$16.3B
$234K 0.04%
+8,268
New +$234K
INBK icon
348
First Internet Bancorp
INBK
$231M
$232K 0.04%
9,777
+1
+0% +$23
SCHE icon
349
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$232K 0.04%
8,479
-468
-5% -$12.3K
BDX icon
350
Becton Dickinson
BDX
$43.1B
$229K 0.04%
862
-40
-4% -$9.97K
12 13
14
15 16

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.