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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$464M
AUM Growth
+$74.4M
Cap. Flow
+$24.9M
Cap. Flow %
5.36%
Top 10 Hldgs %
26.89%
Holding
369
New
43
Increased
160
Reduced
96
Closed
13

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.77M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.66M
3
VTV icon
Vanguard Value ETF
VTV
+$1.29M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.11M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.08M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.39M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.34M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$924K
4
KOL
VanEck Vectors Coal ETF
KOL
+$491K
5
PAG icon
Penske Automotive Group
PAG
+$408K

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.07%
3 Industrials 5.08%
4 Consumer Discretionary 4.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
326
Advanced Micro Devices
AMD
$851B
$203K 0.04%
+7,974
New +$181K
FPX icon
327
First Trust US Equity Opportunities ETF
FPX
$1.51B
$203K 0.04%
+2,709
New +$191K
XLK icon
328
State Street Technology Select Sector SPDR ETF
XLK
$115B
$202K 0.04%
+5,466
New +$187K
INBK icon
329
First Internet Bancorp
INBK
$231M
$199K 0.04%
10,274
– –
YPF icon
330
YPF
YPF
$20.2B
$193K 0.04%
13,775
– –
HOME
331
DELISTED
At Home Group Inc.
HOME
$191K 0.04%
10,685
+165
+2% +$3.66K
BSE
332
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$188K 0.04%
14,700
– –
BGT icon
333
BlackRock Floating Rate Income Trust
BGT
$322M
$183K 0.04%
15,004
+148
+1% +$1.81K
VGM icon
334
Invesco Trust Investment Grade Municipals
VGM
$549M
$174K 0.04%
14,070
– –
SNAP icon
335
Snap
SNAP
$7.32B
$169K 0.04%
+15,303
New +$130K
XES icon
336
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
$167K 0.04%
+1,448
New +$161K
NAC icon
337
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$166K 0.04%
+12,012
New +$160K
EVG
338
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$153K 0.03%
11,772
+117
+1% +$1.5K
FAM
339
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$152K 0.03%
15,101
-511
-3% -$5.06K
ACB
340
Aurora Cannabis
ACB
$165M
$148K 0.03%
136
+36
+36% +$32.2K
MFL
341
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$137K 0.03%
+10,644
New +$137K
TRQ
342
DELISTED
Turquoise Hill Resources Ltd
TRQ
$131K 0.03%
7,876
– –
MSD
343
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$129K 0.03%
14,325
– –
GASS icon
344
StealthGas
GASS
$328M
$109K 0.02%
31,150
-10,450
-25% -$33.5K
TEI
345
Templeton Emerging Markets Income Fund
TEI
$310M
$104K 0.02%
10,136
– –
LEO
346
BNY Mellon Strategic Municipals
LEO
$387M
$103K 0.02%
13,000
– –
PIM
347
Franklin Master Intermediate Income Trust
PIM
$149M
$84K 0.02%
18,500
– –
JMM icon
348
Nuveen Multi-Market Income Fund
JMM
$54.1M
$75K 0.02%
10,601
+32
+0.3% +$223
KG
349
Kestrel Group
KG
$71.3M
$68K 0.01%
4,548
+250
+6% +$5.78K
UQM
350
DELISTED
UQM Technologies, Inc.
UQM
$68K 0.01%
41,288
– –
11 12 13
14
15

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NWAM LLC's Q1 2019 Portfolio in Review

As of Q1 2019, NWAM LLC held 369 positions worth $464M, up 19% from $389M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $24.9M of net new capital in Q1 2019, opening 43 new positions and adding to 160 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.39M trimmed.

  • NWAM LLC's largest Q1 2019 buy was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.
  • NWAM LLC added most to iShares Russell 1000 Value ETF in Q1 2019, an estimated $1.77M increase.
  • NWAM LLC's biggest Q1 2019 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.39M.
  • NWAM LLC fully exited iShares US Healthcare Providers ETF in Q1 2019, selling an estimated $1.34M.
  • NWAM LLC's ten largest holdings make up 27% of its $464M portfolio in Q1 2019.
  • NWAM LLC opened 43 new positions and closed 13 in Q1 2019.
  • NWAM LLC's portfolio value rose 19% quarter-over-quarter to $464M.

Based on NWAM LLC's 13F filing for Q1 2019, filed 17 Apr 2019.