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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.03%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$396M
AUM Growth
+$971K
Cap. Flow
+$7.15M
Cap. Flow %
1.81%
Top 10 Hldgs %
24.4%
Holding
364
New
41
Increased
115
Reduced
156
Closed
22

Top Buys

Rank Stock Value
1
CNXM
CNX Midstream Partners LP
CNXM
+$1.23M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.2M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.12M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$925K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$830K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$871K
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$788K
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$755K
4
META icon
Meta Platforms (Facebook)
META
+$747K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$673K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Financials 6.75%
3 Industrials 5.43%
4 Consumer Discretionary 4.4%
5 Healthcare 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
326
Advanced Micro Devices
AMD
$851B
$114K 0.03%
11,366
-1,751
-13% -$20.8K
TTSH
327
DELISTED
Tile Shop Holdings
TTSH
$101K 0.03%
+16,800
New +$130K
LEO
328
BNY Mellon Strategic Municipals
LEO
$387M
$100K 0.03%
13,000
– –
RBBN icon
329
Ribbon Communications
RBBN
$354M
$100K 0.03%
19,690
-1,500
-7% -$9.71K
ZNGA
330
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$95K 0.02%
+26,000
New +$96K
SCU
331
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$92K 0.02%
3,428
-7
-0.2% -$184
PFX icon
332
PhenixFIN
PFX
$78K 0.02%
978
-100
-9% -$9.16K
BKT icon
333
BlackRock Income Trust
BKT
$330M
$76K 0.02%
4,333
– –
PIM
334
Franklin Master Intermediate Income Trust
PIM
$149M
$75K 0.02%
16,000
– –
AMZA icon
335
InfraCap MLP ETF
AMZA
$471M
$71K 0.02%
+1,035
New +$83.5K
AMTX icon
336
Aemetis
AMTX
$119M
$66K 0.02%
38,902
-300
-0.8% -$274
RAD
337
DELISTED
Rite Aid Corporation
RAD
$65K 0.02%
+1,935
New +$76.5K
WPRT
338
Westport Fuel Systems
WPRT
$36.5M
$58K 0.01%
2,670
+400
+18% +$12.1K
UQM
339
DELISTED
UQM Technologies, Inc.
UQM
$53K 0.01%
41,288
-1,490
-3% -$2.02K
WFT
340
DELISTED
Weatherford International plc
WFT
$36K 0.01%
15,530
-4,454
-22% -$14.2K
ARLZ
341
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$30K 0.01%
20,000
– –
MNKD icon
342
MannKind Corp
MNKD
$1.28B
$24K 0.01%
10,528
-1,000
-9% -$2.69K
AVGO icon
343
Broadcom
AVGO
$1.82T
– –
-12,450
Closed -$320K
CAT icon
344
Caterpillar
CAT
$409B
– –
-1,669
Closed -$263K
CVS icon
345
CVS Health
CVS
$137B
– –
-2,996
Closed -$217K
GLW icon
346
Corning
GLW
$126B
– –
-6,750
Closed -$216K
HTGC icon
347
Hercules Capital
HTGC
$2.94B
– –
-11,800
Closed -$155K
IP icon
348
International Paper
IP
$22.3B
– –
-4,231
Closed -$232K
KHC icon
349
Kraft Heinz
KHC
$30.4B
– –
-3,526
Closed -$274K
LOW icon
350
Lowe's Companies
LOW
$116B
– –
-2,373
Closed -$221K
11 12 13
14
15

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NWAM LLC's Q1 2018 Portfolio in Review

As of Q1 2018, NWAM LLC held 364 positions worth $396M, up 0.25% from $395M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2018 filing shows 41 new, 115 increased, 156 reduced and 22 closed positions. Its largest new stake was CNX Midstream Partners LP: 64,773 shares worth $1.19M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $871K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2018 buy was CNX Midstream Partners LP: 64,773 shares worth $1.19M.
  • NWAM LLC added most to AdvisorShares Dorsey Wright ADR ETF in Q1 2018, an estimated $1.2M increase.
  • NWAM LLC's biggest Q1 2018 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $871K.
  • NWAM LLC fully exited Waste Management in Q1 2018, selling an estimated $433K.
  • NWAM LLC's ten largest holdings make up 24% of its $396M portfolio in Q1 2018.
  • NWAM LLC opened 41 new positions and closed 22 in Q1 2018.
  • NWAM LLC's portfolio value rose 0.25% quarter-over-quarter to $396M.

Based on NWAM LLC's 13F filing for Q1 2018, filed 16 Apr 2018.