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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
301
Devon Energy
DVN
$49.8B
$630K 0.05%
13,908
-81,164
-85% -$3.72M
FCOM icon
302
Fidelity MSCI Communication Services Index ETF
FCOM
$1.77B
$625K 0.05%
14,025
+1,157
+9% +$48.3K
DFSE
303
Dimensional Emerging Markets Sustainability Core 1 ETF
DFSE
$600M
$621K 0.05%
19,641
+1,553
+9% +$46.4K
F icon
304
Ford
F
$58.5B
$621K 0.05%
50,936
+5,834
+13% +$64.9K
SPSM icon
305
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$619K 0.05%
+14,671
New +$553K
NKE icon
306
Nike
NKE
$62.5B
$615K 0.05%
5,665
+740
+15% +$79.5K
FSTA icon
307
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$610K 0.05%
13,670
-48
-0.3% -$2.06K
AWF
308
AllianceBernstein Global High Income Fund
AWF
$868M
$603K 0.05%
59,591
-5,955
-9% -$57.6K
DFIV icon
309
Dimensional International Value ETF
DFIV
$20.9B
$603K 0.05%
17,539
-1,074
-6% -$35K
CRWD icon
310
CrowdStrike
CRWD
$183B
$598K 0.05%
9,368
-1,548
-14% -$81.1K
MBB icon
311
iShares MBS ETF
MBB
$39.1B
$591K 0.05%
6,284
-3,010
-32% -$270K
CSX icon
312
CSX Corp
CSX
$96B
$590K 0.05%
+17,019
New +$542K
SPIB icon
313
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$590K 0.05%
17,961
+127
+0.7% +$4.04K
MA icon
314
Mastercard
MA
$487B
$589K 0.05%
1,381
+92
+7% +$37K
TXN icon
315
Texas Instruments
TXN
$255B
$588K 0.05%
3,452
+630
+22% +$97.6K
SHOP icon
316
Shopify
SHOP
$165B
$587K 0.05%
+7,540
New +$482K
FMDE icon
317
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.67B
$585K 0.05%
+21,431
New +$564K
QCLN icon
318
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$609M
$579K 0.05%
13,741
+106
+0.8% +$4.02K
ANSS
319
DELISTED
Ansys
ANSS
$572K 0.05%
1,575
-108
-6% -$32K
SPHQ icon
320
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$562K 0.05%
10,384
+314
+3% +$16.1K
PTY icon
321
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$557K 0.04%
42,093
+8,315
+25% +$109K
IAU icon
322
iShares Gold Trust
IAU
$63.4B
$554K 0.04%
14,205
+2,586
+22% +$96.8K
IJT icon
323
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$554K 0.04%
4,426
+559
+14% +$62.7K
WM icon
324
Waste Management
WM
$95.5B
$548K 0.04%
3,061
+130
+4% +$21.8K
TMUS icon
325
T-Mobile US
TMUS
$190B
$548K 0.04%
+3,418
New +$506K
11 12
13
14 15

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.