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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
301
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$495K 0.05%
8,372
-6,262
-43% -$383K
VPL icon
302
Vanguard FTSE Pacific ETF
VPL
$8.06B
$493K 0.05%
7,375
-356
-5% -$24.7K
IVLU icon
303
iShares MSCI Intl Value Factor ETF
IVLU
$4.34B
$489K 0.05%
19,270
+3,387
+21% +$87.2K
CMI icon
304
Cummins
CMI
$91.3B
$484K 0.05%
2,116
-9
-0.4% -$2.17K
JQUA icon
305
JPMorgan US Quality Factor ETF
JQUA
$8.16B
$483K 0.05%
+11,163
New +$498K
JCI icon
306
Johnson Controls International
JCI
$87.5B
$482K 0.05%
9,064
-164
-2% -$10.1K
SRVR icon
307
Pacer Data & Infrastructure Real Estate ETF
SRVR
$376M
$482K 0.05%
18,602
+3,619
+24% +$103K
MUNI icon
308
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$471K 0.05%
9,412
+313
+3% +$16K
CRM icon
309
Salesforce
CRM
$142B
$471K 0.05%
2,324
-388
-14% -$83.8K
NKE icon
310
Nike
NKE
$62.5B
$471K 0.05%
4,925
-1,662
-25% -$171K
TAN icon
311
Invesco Solar ETF
TAN
$1.48B
$469K 0.05%
9,054
-387
-4% -$23.8K
DGS icon
312
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.71B
$463K 0.05%
10,017
+3,846
+62% +$184K
EMQQ icon
313
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$265M
$462K 0.05%
15,721
-465
-3% -$14.3K
ADBE icon
314
Adobe
ADBE
$94.5B
$458K 0.05%
898
-170
-16% -$89.2K
CRWD icon
315
CrowdStrike
CRWD
$183B
$457K 0.05%
10,916
+412
+4% +$16K
GLDM icon
316
SPDR Gold MiniShares Trust
GLDM
$27.8B
$455K 0.05%
12,419
+1,172
+10% +$44.8K
AVIG icon
317
Avantis Core Fixed Income ETF
AVIG
$1.94B
$455K 0.05%
11,469
+512
+5% +$20.8K
XLP icon
318
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$454K 0.05%
6,601
-1,236
-16% -$90.5K
TXN icon
319
Texas Instruments
TXN
$255B
$449K 0.05%
2,822
-3,074
-52% -$524K
WM icon
320
Waste Management
WM
$95.5B
$447K 0.05%
2,931
-195
-6% -$31.6K
PTY icon
321
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$441K 0.04%
33,778
-8,594
-20% -$121K
GLTR icon
322
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.49B
$440K 0.04%
5,232
+90
+2% +$7.91K
TTE icon
323
TotalEnergies
TTE
$187B
$435K 0.04%
6,616
-218
-3% -$13.5K
SUB icon
324
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$431K 0.04%
4,186
-6,696
-62% -$694K
AAXJ icon
325
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$430K 0.04%
6,764
-2,780
-29% -$184K
11 12
13
14 15

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.