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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.57%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.13B
AUM Growth
+$80.8M
Cap. Flow
+$11.4M
Cap. Flow %
1.01%
Top 10 Hldgs %
27.92%
Holding
545
New
64
Increased
227
Reduced
198
Closed
33

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$4.73M
2
BG icon
Bunge Global
BG
+$3.87M
3
AEM icon
Agnico Eagle Mines
AEM
+$3.21M
4
BMY icon
Bristol-Myers Squibb
BMY
+$3.2M
5
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$2.99M

Top Sells

Rank Stock Value
1
GNRC icon
Generac Holdings
GNRC
+$3.2M
2
DIS icon
Walt Disney
DIS
+$2.9M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.87M
4
AAPL icon
Apple
AAPL
+$2.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.73M

Sector Composition

Rank Sector Weight
1 Technology 13.59%
2 Industrials 5.55%
3 Healthcare 5.35%
4 Financials 4.26%
5 Energy 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
301
AstraZeneca
AZN
$263B
$546K 0.05%
4,027
+284
+8% +$35.6K
SCHM icon
302
Schwab US Mid-Cap ETF
SCHM
$14.6B
$543K 0.05%
24,843
+9,951
+67% +$218K
AVRE icon
303
Avantis Real Estate ETF
AVRE
$882M
$541K 0.05%
13,160
+5,200
+65% +$211K
SCHA icon
304
Schwab U.S Small- Cap ETF
SCHA
$22.4B
$539K 0.05%
+26,628
New +$546K
AVUS icon
305
Avantis US Equity ETF
AVUS
$13.9B
$521K 0.05%
7,657
-145
-2% -$9.91K
VPL icon
306
Vanguard FTSE Pacific ETF
VPL
$8.06B
$519K 0.05%
8,071
-747
-8% -$46.6K
BKLN icon
307
Invesco Senior Loan ETF
BKLN
$6.97B
$511K 0.05%
24,902
+1,991
+9% +$41.3K
PGR icon
308
Progressive
PGR
$125B
$509K 0.05%
3,925
+884
+29% +$112K
DFIC icon
309
Dimensional International Core Equity 2 ETF
DFIC
$14.6B
$503K 0.04%
22,520
+2,093
+10% +$44.7K
CQQQ icon
310
Invesco China Technology ETF
CQQQ
$3.08B
$499K 0.04%
11,487
-54
-0.5% -$2.07K
NTR icon
311
Nutrien
NTR
$32.4B
$496K 0.04%
6,797
+197
+3% +$15.6K
JEPI icon
312
JPMorgan Equity Premium Income ETF
JEPI
$45.6B
$494K 0.04%
9,065
-1,232
-12% -$66.9K
CMI icon
313
Cummins
CMI
$91.3B
$493K 0.04%
2,035
-280
-12% -$66.6K
XPH icon
314
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$490K 0.04%
11,962
+340
+3% +$14.2K
GSLC icon
315
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$489K 0.04%
6,420
– –
RIO icon
316
Rio Tinto
RIO
$150B
$488K 0.04%
6,849
+2,602
+61% +$163K
DOW icon
317
Dow Inc
DOW
$20.8B
$487K 0.04%
9,672
-10,542
-52% -$515K
NSC icon
318
Norfolk Southern
NSC
$77.1B
$485K 0.04%
1,969
+65
+3% +$15.4K
SCZ icon
319
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$484K 0.04%
+8,574
New +$460K
EMQQ icon
320
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$265M
$483K 0.04%
16,261
-75
-0.5% -$2.04K
BBUS icon
321
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.75B
$483K 0.04%
7,050
+860
+14% +$59.4K
PSX icon
322
Phillips 66
PSX
$83.3B
$477K 0.04%
4,579
-2,069
-31% -$212K
NTRA icon
323
Natera
NTRA
$37B
$476K 0.04%
11,850
– –
KEY icon
324
KeyCorp
KEY
$24.1B
$474K 0.04%
27,223
+2,091
+8% +$36.8K
IFRA icon
325
iShares US Infrastructure ETF
IFRA
$4.6B
$462K 0.04%
12,751
-630
-5% -$22.5K
11 12
13
14 15

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NWAM LLC's Q4 2022 Portfolio in Review

As of Q4 2022, NWAM LLC held 545 positions worth $1.13B, up 7.7% from $1.05B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2022 filing shows 64 new, 227 increased, 198 reduced and 33 closed positions. Its largest new stake was Bunge Global: 40,253 shares worth $4.02M. The largest sale was Generac Holdings, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Healthcare.

  • NWAM LLC's largest Q4 2022 buy was Bunge Global: 40,253 shares worth $4.02M.
  • NWAM LLC added most to iShares Biotechnology ETF in Q4 2022, an estimated $4.73M increase.
  • NWAM LLC's biggest Q4 2022 reduction was Walt Disney, cutting an estimated $2.9M.
  • NWAM LLC fully exited Generac Holdings in Q4 2022, selling an estimated $3.2M.
  • NWAM LLC's ten largest holdings make up 28% of its $1.13B portfolio in Q4 2022.
  • NWAM LLC opened 64 new positions and closed 33 in Q4 2022.
  • NWAM LLC's portfolio value rose 7.7% quarter-over-quarter to $1.13B.

Based on NWAM LLC's 13F filing for Q4 2022, filed 8 Feb 2023.