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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAWW
301
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$580K 0.05%
6,160
-5,200
-46% -$448K
VGSH icon
302
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$576K 0.05%
9,461
+3,119
+49% +$191K
CXSE icon
303
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$491M
$574K 0.05%
11,521
-3,311
-22% -$177K
NSC icon
304
Norfolk Southern
NSC
$77.1B
$573K 0.05%
1,926
+68
+4% +$19K
QCLN icon
305
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$609M
$573K 0.05%
8,433
+1,191
+16% +$85.8K
VWOB icon
306
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$568K 0.04%
7,319
-2,964
-29% -$230K
CVS icon
307
CVS Health
CVS
$137B
$566K 0.04%
5,491
-576
-9% -$53.2K
IAU icon
308
iShares Gold Trust
IAU
$63.4B
$558K 0.04%
16,041
+162
+1% +$5.54K
HEFA icon
309
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$556K 0.04%
15,748
+2
+0% +$71
HYEM icon
310
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$556K 0.04%
24,803
+913
+4% +$20.6K
LUMN icon
311
Lumen
LUMN
$6.45B
$550K 0.04%
43,836
+22,683
+107% +$289K
VXF icon
312
Vanguard Extended Market ETF
VXF
$30.5B
$547K 0.04%
2,991
-791
-21% -$149K
EW icon
313
Edwards Lifesciences
EW
$47.8B
$546K 0.04%
4,218
+1,079
+34% +$126K
DXJ icon
314
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$544K 0.04%
8,704
+712
+9% +$44.7K
CRWD icon
315
CrowdStrike
CRWD
$183B
$543K 0.04%
10,600
+1,240
+13% +$75.5K
CIEN icon
316
Ciena
CIEN
$53.4B
$540K 0.04%
7,016
-842
-11% -$52K
SPDW icon
317
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$538K 0.04%
14,747
+890
+6% +$32.7K
XPH icon
318
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$537K 0.04%
11,626
+769
+7% +$36.4K
SPHQ icon
319
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$536K 0.04%
10,070
– –
IXJ icon
320
iShares Global Healthcare ETF
IXJ
$4.08B
$527K 0.04%
5,834
+356
+6% +$30.8K
CMF icon
321
iShares California Muni Bond ETF
CMF
$4.56B
$517K 0.04%
8,293
-3,878
-32% -$241K
LQDH icon
322
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$515K 0.04%
5,382
+28
+0.5% +$2.69K
BIL icon
323
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$514K 0.04%
5,622
+1,332
+31% +$122K
EMQQ icon
324
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$265M
$512K 0.04%
11,940
– –
STX icon
325
Seagate
STX
$185B
$506K 0.04%
+4,480
New +$435K
11 12
13
14 15

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.