We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
301
SPDR Gold Trust
GLD
$130B
– –
-10,470
Closed -$1.75M
GLW icon
302
Corning
GLW
$109B
– –
-30,931
Closed -$801K
GOOD
303
Gladstone Commercial Corp
GOOD
$628M
– –
-18,574
Closed -$348K
GOVT icon
304
iShares US Treasury Bond ETF
GOVT
$43.8B
– –
-196,505
Closed -$5.5M
GWW icon
305
W.W. Grainger
GWW
$65.4B
– –
-1,531
Closed -$481K
HMC icon
306
Honda
HMC
$40.1B
– –
-9,770
Closed -$250K
HON icon
307
Honeywell
HON
$77.7B
– –
-14,751
Closed -$2.01M
HSIC icon
308
Henry Schein
HSIC
$9.79B
– –
-45,770
Closed -$2.67M
IBB icon
309
iShares Biotechnology ETF
IBB
$9.57B
– –
-14,868
Closed -$2.03M
IBM icon
310
IBM
IBM
$211B
– –
-13,170
Closed -$1.52M
ICSH icon
311
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
– –
-11,146
Closed -$564K
IEF icon
312
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-11,414
Closed -$1.39M
IEFA icon
313
iShares Core MSCI EAFE ETF
IEFA
$187B
– –
-29,818
Closed -$1.7M
IEMG icon
314
iShares Core MSCI Emerging Markets ETF
IEMG
$145B
– –
-4,707
Closed -$224K
IEUR icon
315
iShares Core MSCI Europe ETF
IEUR
$8.8B
– –
-5,310
Closed -$227K
IFF icon
316
International Flavors & Fragrances
IFF
$20.1B
– –
-1,772
Closed -$217K
IGSB icon
317
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
– –
-5,436
Closed -$297K
IHI icon
318
iShares US Medical Devices ETF
IHI
$3.15B
– –
-27,102
Closed -$1.2M
IJJ icon
319
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
– –
-9,886
Closed -$657K
IJK icon
320
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
– –
-9,880
Closed -$553K
IJS icon
321
iShares S&P Small-Cap 600 Value ETF
IJS
$8.19B
– –
-15,914
Closed -$958K
IJT icon
322
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
– –
-5,332
Closed -$453K
IMCB icon
323
iShares Morningstar Mid-Cap ETF
IMCB
$1.67B
– –
-15,700
Closed -$724K
IMCG icon
324
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
– –
-8,292
Closed -$405K
ITW icon
325
Illinois Tool Works
ITW
$84.9B
– –
-2,990
Closed -$523K
11 12
13
14 15

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.