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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
301
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$300 0.01%
21,349
– –
BIV icon
302
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$295 0.01%
3,306
-511
-13% -$45.3K
RY icon
303
Royal Bank of Canada
RY
$290B
$294 0.01%
4,771
+350
+8% +$26K
OCSI
304
DELISTED
Oaktree Strategic Income Corporation
OCSI
$293 0.01%
+52,911
New +$408K
SBS icon
305
Sabesp
SBS
$18.9B
$290 0.01%
202,316
-10,313
-5% -$25.3K
SLB icon
306
SLB Ltd
SLB
$73.9B
$290 0.01%
21,466
+720
+3% +$20.8K
EPD icon
307
Enterprise Products Partners
EPD
$84.4B
$288 0.01%
20,150
-8,451
-30% -$196K
GOOD
308
Gladstone Commercial Corp
GOOD
$625M
$288 0.01%
+20,067
New +$382K
KREF
309
KKR Real Estate Finance Trust
KREF
$460M
$287 0.01%
+19,105
New +$361K
KYN icon
310
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$286 0.01%
78,842
+9,390
+14% +$102K
TMO icon
311
Thermo Fisher Scientific
TMO
$215B
$284 0.01%
1,003
+195
+24% +$61.5K
ANIP icon
312
ANI Pharmaceuticals
ANIP
$1.84B
$279 0.01%
6,859
-200
-3% -$10.6K
AON icon
313
Aon
AON
$80.2B
$279 0.01%
1,690
– –
VRTX icon
314
Vertex Pharmaceuticals
VRTX
$124B
$277 0.01%
1,163
-100
-8% -$22.9K
BRK.A icon
315
Berkshire Hathaway Class A
BRK.A
$1.1T
$272 0.01%
1
– –
ATVI
316
DELISTED
Activision Blizzard
ATVI
$272 0.01%
4,581
– –
COLB icon
317
Columbia Banking Systems
COLB
$8.8B
$271 0.01%
10,098
-608
-6% -$21.4K
DG icon
318
Dollar General
DG
$28.1B
$271 0.01%
1,794
+109
+6% +$16.8K
BNS icon
319
Scotiabank
BNS
$106B
$268 0.01%
6,590
+75
+1% +$3.79K
IYR icon
320
iShares US Real Estate ETF
IYR
$4.74B
$266 0.01%
+3,825
New +$339K
SBRA icon
321
Sabra Healthcare REIT
SBRA
$5.6B
$263 0.01%
+24,070
New +$444K
MU icon
322
Micron Technology
MU
$886B
$261 0.01%
6,203
+105
+2% +$5.46K
WDFC icon
323
WD-40
WDFC
$3.02B
$261 0.01%
1,300
– –
KG
324
Kestrel Group
KG
$69.2M
$253 0.01%
13,909
+2,610
+23% +$44.4K
PM icon
325
Philip Morris
PM
$313B
$253 0.01%
3,467
+219
+7% +$18K
11 12
13
14 15

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.