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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPP
301
DELISTED
Green Plains Partners LP
GPP
$303K 0.05%
21,890
– –
SCHA icon
302
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$298K 0.05%
+15,764
New +$285K
SCHM icon
303
Schwab US Mid-Cap ETF
SCHM
$14.6B
$295K 0.05%
+14,736
New +$285K
UYG icon
304
ProShares Ultra Financials
UYG
$811M
$295K 0.05%
5,501
+2
+0% +$99
IJK icon
305
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$292K 0.05%
+4,900
New +$281K
TLYS icon
306
Tilly's
TLYS
$115M
$290K 0.05%
23,667
-3,014
-11% -$31.9K
PCI
307
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$289K 0.05%
11,468
-12
-0.1% -$301
CHI
308
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$288K 0.05%
26,173
+1,545
+6% +$16.6K
STZ icon
309
Constellation Brands
STZ
$22.2B
$287K 0.05%
+1,510
New +$285K
KL
310
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$283K 0.05%
6,429
+1,623
+34% +$72K
GGB icon
311
Gerdau
GGB
$9.44B
$282K 0.05%
72,417
-6,036
-8% -$18K
XLF icon
312
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$280K 0.05%
9,096
– –
VRTX icon
313
Vertex Pharmaceuticals
VRTX
$121B
$277K 0.05%
+1,263
New +$256K
PM icon
314
Philip Morris
PM
$301B
$276K 0.05%
3,248
-71
-2% -$5.85K
D icon
315
Dominion Energy
D
$62.5B
$275K 0.05%
3,315
-350
-10% -$28.6K
CSGP icon
316
CoStar Group
CSGP
$11.3B
$273K 0.05%
4,570
-50
-1% -$2.92K
XLK icon
317
State Street Technology Select Sector SPDR ETF
XLK
$115B
$273K 0.05%
5,948
– –
ATVI
318
DELISTED
Activision Blizzard
ATVI
$272K 0.05%
4,581
+141
+3% +$7.8K
TSI
319
TCW Strategic Income Fund
TSI
$212M
$270K 0.05%
46,765
– –
VGLT icon
320
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$268K 0.05%
3,219
-495
-13% -$42.3K
KMI icon
321
Kinder Morgan
KMI
$73.1B
$267K 0.05%
12,593
-327
-3% -$6.62K
QLD icon
322
ProShares Ultra QQQ
QLD
$12.5B
$266K 0.05%
+17,472
New +$237K
SNLN
323
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$266K 0.05%
15,175
– –
AXP icon
324
American Express
AXP
$223B
$264K 0.05%
2,120
+17
+0.8% +$2.03K
DG icon
325
Dollar General
DG
$25.9B
$263K 0.05%
1,685
– –
11 12
13
14 15

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.