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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DG icon
301
Dollar General
DG
$27.5B
$268K 0.05%
1,685
+12
+0.7% +$1.74K
KMI icon
302
Kinder Morgan
KMI
$72.5B
$266K 0.05%
12,920
+172
+1% +$3.53K
TSI
303
TCW Strategic Income Fund
TSI
$215M
$266K 0.05%
46,765
– –
TWLO icon
304
Twilio
TWLO
$31.2B
$266K 0.05%
2,423
+540
+29% +$70K
HSY icon
305
Hershey
HSY
$34.8B
$265K 0.05%
1,711
+10
+0.6% +$1.51K
SNLN
306
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$265K 0.05%
15,175
– –
FDX icon
307
FedEx
FDX
$73.1B
$259K 0.05%
1,776
-94
-5% -$15.2K
UYG icon
308
ProShares Ultra Financials
UYG
$802M
$258K 0.05%
5,499
+1
+0% +$46
CHI
309
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$256K 0.05%
24,628
-5,565
-18% -$58.7K
XLF icon
310
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
$255K 0.05%
9,096
+770
+9% +$21.3K
FIS icon
311
Fidelity National Information Services
FIS
$21.8B
$253K 0.05%
1,902
-16
-0.8% -$2.13K
CNP icon
312
CenterPoint Energy
CNP
$28.1B
$252K 0.05%
+8,337
New +$240K
PM icon
313
Philip Morris
PM
$300B
$252K 0.05%
3,319
+330
+11% +$26.1K
TLYS icon
314
Tilly's
TLYS
$118M
$252K 0.05%
26,681
-1,444
-5% -$12.7K
AXP icon
315
American Express
AXP
$240B
$249K 0.05%
2,103
+47
+2% +$5.76K
KMB icon
316
Kimberly-Clark
KMB
$36B
$247K 0.05%
1,741
+10
+0.6% +$1.37K
SPE
317
Special Opportunities Fund
SPE
$144M
$247K 0.05%
18,182
– –
VBK icon
318
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$247K 0.05%
+1,357
New +$253K
RDS.B
319
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$247K 0.05%
4,117
-341
-8% -$20.4K
NUE icon
320
Nucor
NUE
$52.5B
$244K 0.05%
+4,791
New +$250K
TRV icon
321
Travelers Companies
TRV
$78.4B
$241K 0.05%
1,621
+21
+1% +$3.12K
TFC icon
322
Truist Financial
TFC
$62.3B
$240K 0.04%
4,504
– –
WDFC icon
323
WD-40
WDFC
$3.22B
$239K 0.04%
1,300
– –
XLK icon
324
State Street Technology Select Sector SPDR ETF
XLK
$114B
$239K 0.04%
5,948
+482
+9% +$19.3K
AA icon
325
Alcoa
AA
$11.5B
$238K 0.04%
11,871
-642
-5% -$13.3K
11 12
13
14 15

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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.