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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$575M
AUM Growth
+$247M
Cap. Flow
+$27.4M
Cap. Flow %
4.77%
Top 10 Hldgs %
51.41%
Holding
347
New
38
Increased
116
Reduced
137
Closed
25

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.63M
2
VV icon
Vanguard Large-Cap ETF
VV
+$3.59M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.97M
4
AMLP icon
Alerian MLP ETF
AMLP
+$2.65M
5
VO icon
Vanguard Mid-Cap ETF
VO
+$2.59M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.93M
2
PG icon
Procter & Gamble
PG
+$1.06M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.03M
4
RITM icon
Rithm Capital
RITM
+$711K
5
SBUX icon
Starbucks
SBUX
+$576K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.93%
3 Industrials 3.01%
4 Healthcare 2.66%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHYS icon
301
Sprott Physical Gold
PHYS
$14.4B
$143K 0.02%
14,150
-10,425
-42% -$107K
RIG icon
302
Transocean
RIG
$5.62B
$141K 0.02%
17,190
-589
-3% -$6.01K
PSEC icon
303
Prospect Capital
PSEC
$1.12B
$137K 0.02%
16,825
+2,700
+19% +$23.2K
TEI
304
Templeton Emerging Markets Income Fund
TEI
$321M
$136K 0.02%
12,136
– –
CSQ icon
305
Calamos Strategic Total Return Fund
CSQ
$3.25B
$126K 0.02%
10,700
– –
HRZN icon
306
Horizon Technology Finance
HRZN
$306M
$121K 0.02%
10,650
-5,000
-32% -$56.5K
LEO
307
BNY Mellon Strategic Municipals
LEO
$397M
$116K 0.02%
13,000
– –
WFT
308
DELISTED
Weatherford International plc
WFT
$99K 0.02%
25,584
-1,500
-6% -$7.63K
VEDL
309
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$96K 0.02%
+11,555
New +$173K
SCU
310
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$85K 0.01%
3,310
-207
-6% -$4.91K
PIM
311
Franklin Master Intermediate Income Trust
PIM
$152M
$78K 0.01%
16,598
– –
ERIC icon
312
Ericsson
ERIC
$32.2B
$75K 0.01%
10,490
-1,760
-14% -$11.9K
AMTX icon
313
Aemetis
AMTX
$107M
$71K 0.01%
53,052
-106,175
-67% -$141K
GNW icon
314
Genworth Financial
GNW
$3.91B
$52K 0.01%
13,850
– –
RAD
315
DELISTED
Rite Aid Corporation
RAD
$49K 0.01%
+826
New +$62.4K
WPRT
316
Westport Fuel Systems
WPRT
$36.1M
$47K 0.01%
2,020
-170
-8% -$2.65K
UQM
317
DELISTED
UQM Technologies, Inc.
UQM
$36K 0.01%
42,778
– –
ARLZ
318
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$36K 0.01%
27,000
-15,100
-36% -$21.8K
FTR
319
DELISTED
Frontier Communications Corp.
FTR
$28K ﹤0.01%
1,611
-1,042
-39% -$23.9K
GAU
320
Galiano Gold
GAU
$447M
$15K ﹤0.01%
+10,000
New +$20.6K
MNKD icon
321
MannKind Corp
MNKD
$1.24B
$14K ﹤0.01%
10,050
-160
-2% -$206
NVAX icon
322
Novavax
NVAX
$1.31B
$14K ﹤0.01%
+600
New +$11.8K
ADI icon
323
Analog Devices
ADI
$185B
– –
-2,918
Closed -$239K
AIG icon
324
American International
AIG
$42.4B
– –
-3,342
Closed -$209K
AMBA icon
325
Ambarella
AMBA
$2.82B
– –
-3,897
Closed -$213K
10 11 12
13
14

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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DF
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NWAM LLC's Q2 2017 Portfolio in Review

As of Q2 2017, NWAM LLC held 347 positions worth $575M, up 75% from $328M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

NWAM LLC deployed $27.4M of net new capital in Q2 2017, opening 38 new positions and adding to 116 existing holdings. Its largest new stake was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 9.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $2.93M trimmed.

  • NWAM LLC's largest Q2 2017 buy was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.
  • NWAM LLC added most to Vanguard Real Estate ETF in Q2 2017, an estimated $2.97M increase.
  • NWAM LLC's biggest Q2 2017 reduction was US Bancorp, cutting an estimated $2.93M.
  • NWAM LLC fully exited Paramount Global Class A in Q2 2017, selling an estimated $498K.
  • NWAM LLC's ten largest holdings make up 51% of its $575M portfolio in Q2 2017.
  • NWAM LLC opened 38 new positions and closed 25 in Q2 2017.
  • NWAM LLC's portfolio value rose 75% quarter-over-quarter to $575M.

Based on NWAM LLC's 13F filing for Q2 2017, filed 27 Jul 2017.