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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERIC icon
301
Ericsson
ERIC
$32.4B
$81K 0.02%
+12,250
New +$75.6K
SCU
302
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$79K 0.02%
3,517
+508
+17% +$15K
PIM
303
Franklin Master Intermediate Income Trust
PIM
$152M
$78K 0.02%
16,598
– –
ONIT
304
Onity Group
ONIT
$344M
$63K 0.02%
763
-120
-14% -$9.15K
GNW icon
305
Genworth Financial
GNW
$3.86B
$57K 0.02%
13,850
+250
+2% +$963
ODP
306
DELISTED
ODP
ODP
$47K 0.01%
+1,000
New +$45.3K
WPRT
307
Westport Fuel Systems
WPRT
$36.5M
$21K 0.01%
2,190
– –
UQM
308
DELISTED
UQM Technologies, Inc.
UQM
$21K 0.01%
42,778
-600
-1% -$282
MNKD icon
309
MannKind Corp
MNKD
$1.25B
$15K ﹤0.01%
10,210
+758
+8% +$1.99K
AAPL icon
310
CALL
Apple
AAPL
$4.9T
– –
-258,368
Closed -$7.48M
DMO
311
Western Asset Mortgage Opportunity Fund
DMO
$122M
– –
-15,074
Closed -$344K
HDV
312
iShares Core High Dividend ETF
HDV
$14.2B
– –
-40,860
Closed -$672K
NFLX icon
313
Netflix
NFLX
$290B
– –
-37,920
Closed -$469K
ORC
314
CALL
Orchid Island Capital
ORC
$1.37B
– –
-6,360
Closed -$318K
ORC
315
Orchid Island Capital
ORC
$1.37B
– –
-8,816
Closed -$477K
ORC
316
PUT
Orchid Island Capital
ORC
$1.37B
– –
-5,600
Closed -$280K
PARA
317
DELISTED
Paramount Global Class B
PARA
– –
-7,450
Closed -$474K
PID icon
318
Invesco International Dividend Achievers ETF
PID
$921M
– –
-31,590
Closed -$455K
SBI
319
Western Asset Intermediate Muni Fund
SBI
$110M
– –
-10,206
Closed -$97K
SCHZ icon
320
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
– –
-12,962
Closed -$334K
VGR
321
DELISTED
Vector Group Ltd.
VGR
– –
-52,178
Closed -$727K
PZE
322
DELISTED
Petrobras Argentina S A
PZE
– –
-24,696
Closed -$173K
FIG
323
DELISTED
Fortress Investment Group Llc
FIG
– –
-73,095
Closed -$355K
VNR
324
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-26,122
Closed -$18K
9 10 11 12
13

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VCM
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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
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SFI
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MAM
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GAM
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DF
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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.