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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRA icon
276
Natera
NTRA
$37B
$742K 0.06%
11,850
– –
IFLN
277
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$742K 0.06%
40,902
+2,117
+5% +$36.9K
ESGU icon
278
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$738K 0.06%
7,034
-330
-4% -$32.3K
ILMN icon
279
Illumina
ILMN
$28.7B
$737K 0.06%
5,441
-619
-10% -$71.4K
DFEM icon
280
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.85B
$722K 0.06%
28,920
+294
+1% +$6.95K
VGIT icon
281
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$720K 0.06%
12,136
+120
+1% +$6.92K
SPGP icon
282
Invesco S&P 500 GARP ETF
SPGP
$2.22B
$712K 0.06%
+7,262
New +$671K
EMXC icon
283
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$711K 0.06%
+12,832
New +$661K
BBIN icon
284
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.49B
$709K 0.06%
12,461
+1,389
+13% +$74.2K
HAIL icon
285
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$18.8M
$704K 0.06%
22,366
-10,055
-31% -$290K
PSX icon
286
Phillips 66
PSX
$83.3B
$704K 0.06%
5,286
-109
-2% -$13K
SPYV icon
287
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$693K 0.06%
14,854
-215,986
-94% -$9.31M
OXY icon
288
Occidental Petroleum
OXY
$54.6B
$676K 0.05%
11,314
+395
+4% +$24.1K
GS icon
289
Goldman Sachs
GS
$309B
$675K 0.05%
1,749
+180
+11% +$60.1K
MO icon
290
Altria Group
MO
$122B
$657K 0.05%
16,282
-1,523
-9% -$63K
GGN
291
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$653K 0.05%
173,613
+2,569
+2% +$9.48K
VGK icon
292
Vanguard FTSE Europe ETF
VGK
$30.1B
$652K 0.05%
10,116
-676
-6% -$40.5K
SYK icon
293
Stryker
SYK
$129B
$649K 0.05%
2,168
+160
+8% +$44.9K
COP icon
294
ConocoPhillips
COP
$141B
$649K 0.05%
5,593
-1,210
-18% -$142K
SCZ icon
295
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$648K 0.05%
+10,469
New +$598K
HASI icon
296
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$646K 0.05%
23,430
-657
-3% -$14.3K
LMT icon
297
Lockheed Martin
LMT
$134B
$646K 0.05%
1,425
+94
+7% +$41.6K
DFSD
298
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.08B
$639K 0.05%
13,588
+2,421
+22% +$113K
PBW icon
299
Invesco WilderHill Clean Energy ETF
PBW
$409M
$632K 0.05%
21,256
-1,207
-5% -$33.3K
GME icon
300
GameStop
GME
$9.66B
$631K 0.05%
35,971
-20
-0.1% -$294
10 11
12
13 14

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.