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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECK icon
276
Teck Resources
TECK
$29.3B
$555K 0.06%
12,873
-30,090
-70% -$1.25M
SYK icon
277
Stryker
SYK
$129B
$549K 0.06%
2,008
-140
-7% -$40.1K
AZN icon
278
AstraZeneca
AZN
$263B
$548K 0.06%
4,046
+133
+3% +$18.2K
LMT icon
279
Lockheed Martin
LMT
$134B
$544K 0.06%
1,331
-7,666
-85% -$3.4M
NEE icon
280
NextEra Energy
NEE
$185B
$544K 0.06%
9,491
-1,769
-16% -$122K
DFSE
281
Dimensional Emerging Markets Sustainability Core 1 ETF
DFSE
$600M
$532K 0.05%
18,088
+9,957
+122% +$305K
PCN
282
PIMCO Corporate & Income Strategy Fund
PCN
$869M
$527K 0.05%
43,284
-4,511
-9% -$61.3K
NTRA icon
283
Natera
NTRA
$37B
$524K 0.05%
11,850
– –
COIN icon
284
Coinbase
COIN
$44.1B
$524K 0.05%
6,977
+686
+11% +$57.8K
SHEL icon
285
Shell
SHEL
$239B
$524K 0.05%
8,131
-2,846
-26% -$177K
DFSD
286
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.08B
$518K 0.05%
11,167
+833
+8% +$38.7K
BOH icon
287
Bank of Hawaii
BOH
$3.17B
$518K 0.05%
10,415
+149
+1% +$7.66K
BMO icon
288
Bank of Montreal
BMO
$125B
$517K 0.05%
6,132
-114
-2% -$10K
FAX
289
abrdn Asia-Pacific Income Fund
FAX
$597M
$511K 0.05%
34,794
-5,697
-14% -$90.7K
FCOM icon
290
Fidelity MSCI Communication Services Index ETF
FCOM
$1.77B
$511K 0.05%
12,868
+1,901
+17% +$77.7K
HASI icon
291
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$511K 0.05%
24,087
-889
-4% -$21.4K
MA icon
292
Mastercard
MA
$487B
$511K 0.05%
1,289
-221
-15% -$88.7K
GSLC icon
293
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$510K 0.05%
6,054
-621
-9% -$54.4K
GS icon
294
Goldman Sachs
GS
$309B
$508K 0.05%
1,569
+26
+2% +$8.69K
FDX icon
295
FedEx
FDX
$73.5B
$507K 0.05%
1,915
-212
-10% -$55.1K
SPHQ icon
296
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$504K 0.05%
10,070
– –
ANSS
297
DELISTED
Ansys
ANSS
$501K 0.05%
1,683
+7
+0.4% +$2.22K
IEV icon
298
iShares Europe ETF
IEV
$1.64B
$500K 0.05%
10,477
+5,805
+124% +$290K
IYW icon
299
iShares US Technology ETF
IYW
$23.3B
$498K 0.05%
4,746
-17,648
-79% -$1.92M
IXJ icon
300
iShares Global Healthcare ETF
IXJ
$4.08B
$498K 0.05%
6,041
+61
+1% +$5.17K
10 11
12
13 14

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.