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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.57%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.13B
AUM Growth
+$80.8M
Cap. Flow
+$11.4M
Cap. Flow %
1.01%
Top 10 Hldgs %
27.92%
Holding
545
New
64
Increased
227
Reduced
198
Closed
33

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$4.73M
2
BG icon
Bunge Global
BG
+$3.87M
3
AEM icon
Agnico Eagle Mines
AEM
+$3.21M
4
BMY icon
Bristol-Myers Squibb
BMY
+$3.2M
5
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$2.99M

Top Sells

Rank Stock Value
1
GNRC icon
Generac Holdings
GNRC
+$3.2M
2
DIS icon
Walt Disney
DIS
+$2.9M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.87M
4
AAPL icon
Apple
AAPL
+$2.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.73M

Sector Composition

Rank Sector Weight
1 Technology 13.59%
2 Industrials 5.55%
3 Healthcare 5.35%
4 Financials 4.26%
5 Energy 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKF icon
276
ARK Blockchain & Fintech Innovation ETF
ARKF
$742M
$623K 0.06%
43,652
+2,489
+6% +$38.6K
HASI icon
277
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$621K 0.06%
21,436
+471
+2% +$13.7K
FAX
278
abrdn Asia-Pacific Income Fund
FAX
$597M
$620K 0.05%
39,291
-4,851
-11% -$73K
AWF
279
AllianceBernstein Global High Income Fund
AWF
$868M
$617K 0.05%
66,930
-7,565
-10% -$72.2K
U icon
280
Unity
U
$13.3B
$613K 0.05%
21,456
+6,046
+39% +$189K
FTEC icon
281
Fidelity MSCI Information Technology Index ETF
FTEC
$19.7B
$613K 0.05%
6,482
-4,639
-42% -$448K
BBIN icon
282
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.49B
$607K 0.05%
+12,238
New +$579K
SCHZ icon
283
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$607K 0.05%
26,604
+10
+0% +$228
ILCV icon
284
iShares Morningstar Value ETF
ILCV
$1.31B
$606K 0.05%
9,590
– –
GGN
285
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$605K 0.05%
166,532
-1,835
-1% -$6.39K
JCI icon
286
Johnson Controls International
JCI
$87.5B
$596K 0.05%
9,319
-88
-0.9% -$5.38K
IXJ icon
287
iShares Global Healthcare ETF
IXJ
$4.08B
$592K 0.05%
6,974
-205
-3% -$16.9K
BMO icon
288
Bank of Montreal
BMO
$125B
$591K 0.05%
6,523
+29
+0.4% +$2.68K
FDHY icon
289
Fidelity High Yield Factor ETF
FDHY
$567M
$587K 0.05%
+12,772
New +$585K
ETN icon
290
Eaton
ETN
$155B
$587K 0.05%
3,739
+1,176
+46% +$180K
IJT icon
291
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$582K 0.05%
5,386
+325
+6% +$35.7K
AAXJ icon
292
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$574K 0.05%
8,858
-385
-4% -$23.8K
PCN
293
PIMCO Corporate & Income Strategy Fund
PCN
$869M
$568K 0.05%
47,929
-6,705
-12% -$82.6K
VOE icon
294
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$567K 0.05%
4,195
+126
+3% +$16.9K
SPUS icon
295
SP Funds S&P 500 Sharia ETF
SPUS
$2.84B
$560K 0.05%
21,780
-336
-2% -$8.72K
SYK icon
296
Stryker
SYK
$129B
$554K 0.05%
2,265
+197
+10% +$44.7K
SHEL icon
297
Shell
SHEL
$239B
$553K 0.05%
9,712
+3,186
+49% +$176K
SPYD icon
298
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$553K 0.05%
13,971
-717
-5% -$28K
VLUE icon
299
iShares MSCI USA Value Factor ETF
VLUE
$9.38B
$550K 0.05%
6,033
+63
+1% +$5.77K
OXY icon
300
Occidental Petroleum
OXY
$54.6B
$550K 0.05%
8,728
+5,320
+156% +$362K
10 11
12
13 14

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NWAM LLC's Q4 2022 Portfolio in Review

As of Q4 2022, NWAM LLC held 545 positions worth $1.13B, up 7.7% from $1.05B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2022 filing shows 64 new, 227 increased, 198 reduced and 33 closed positions. Its largest new stake was Bunge Global: 40,253 shares worth $4.02M. The largest sale was Generac Holdings, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Healthcare.

  • NWAM LLC's largest Q4 2022 buy was Bunge Global: 40,253 shares worth $4.02M.
  • NWAM LLC added most to iShares Biotechnology ETF in Q4 2022, an estimated $4.73M increase.
  • NWAM LLC's biggest Q4 2022 reduction was Walt Disney, cutting an estimated $2.9M.
  • NWAM LLC fully exited Generac Holdings in Q4 2022, selling an estimated $3.2M.
  • NWAM LLC's ten largest holdings make up 28% of its $1.13B portfolio in Q4 2022.
  • NWAM LLC opened 64 new positions and closed 33 in Q4 2022.
  • NWAM LLC's portfolio value rose 7.7% quarter-over-quarter to $1.13B.

Based on NWAM LLC's 13F filing for Q4 2022, filed 8 Feb 2023.