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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHLC icon
276
Fidelity MSCI Health Care Index ETF
FHLC
$3.3B
$581K 0.06%
10,077
+76
+0.8% +$4.67K
TAN icon
277
Invesco Solar ETF
TAN
$1.48B
$572K 0.05%
7,775
-215
-3% -$17.3K
BMO icon
278
Bank of Montreal
BMO
$125B
$569K 0.05%
6,494
-98
-1% -$9.48K
BKR icon
279
Baker Hughes
BKR
$60.1B
$563K 0.05%
26,859
-5,718
-18% -$143K
GGN
280
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$554K 0.05%
168,367
-19,239
-10% -$65.7K
NTR icon
281
Nutrien
NTR
$32.4B
$550K 0.05%
6,600
-1,308
-17% -$113K
ILCV icon
282
iShares Morningstar Value ETF
ILCV
$1.31B
$542K 0.05%
9,590
– –
AAXJ icon
283
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$541K 0.05%
9,243
-2,698
-23% -$179K
IXJ icon
284
iShares Global Healthcare ETF
IXJ
$4.08B
$541K 0.05%
7,179
+1,336
+23% +$108K
SPUS icon
285
SP Funds S&P 500 Sharia ETF
SPUS
$2.84B
$541K 0.05%
22,116
+1,200
+6% +$32.7K
PSX icon
286
Phillips 66
PSX
$83.3B
$537K 0.05%
6,648
-2,707
-29% -$231K
JEPI icon
287
JPMorgan Equity Premium Income ETF
JEPI
$45.6B
$528K 0.05%
10,297
+297
+3% +$16.5K
QCLN icon
288
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$609M
$524K 0.05%
9,203
+531
+6% +$32.4K
SPYD icon
289
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$521K 0.05%
14,688
-17,627
-55% -$710K
NTRA icon
290
Natera
NTRA
$37B
$519K 0.05%
11,850
– –
IJT icon
291
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$515K 0.05%
5,061
+968
+24% +$109K
VPL icon
292
Vanguard FTSE Pacific ETF
VPL
$8.06B
$507K 0.05%
8,818
-150
-2% -$9.58K
AVEM icon
293
Avantis Emerging Markets Equity ETF
AVEM
$25.4B
$501K 0.05%
10,912
+774
+8% +$39.4K
COP icon
294
ConocoPhillips
COP
$141B
$499K 0.05%
4,872
-1,015
-17% -$101K
VOE icon
295
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$495K 0.05%
4,069
-992
-20% -$134K
TMUS icon
296
T-Mobile US
TMUS
$190B
$493K 0.05%
3,678
-741
-17% -$104K
U icon
297
Unity
U
$13.3B
$491K 0.05%
15,410
-84
-0.5% -$3.46K
VLUE icon
298
iShares MSCI USA Value Factor ETF
VLUE
$9.38B
$489K 0.05%
5,970
-1,530
-20% -$142K
AVUS icon
299
Avantis US Equity ETF
AVUS
$13.9B
$486K 0.05%
7,802
-2,971
-28% -$204K
CRM icon
300
Salesforce
CRM
$142B
$481K 0.05%
3,342
-174
-5% -$29.5K
10 11
12
13 14

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.