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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTY icon
276
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$600K 0.06%
32,843
+1,953
+6% +$35.1K
FUTY icon
277
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$591K 0.06%
14,255
+1,370
+11% +$55.2K
VOE icon
278
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$590K 0.06%
4,374
+352
+9% +$45.1K
SMMV icon
279
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$289M
$588K 0.06%
15,947
-939
-6% -$34K
SO icon
280
Southern Company
SO
$111B
$587K 0.06%
9,439
-144
-2% -$8.62K
BMO icon
281
Bank of Montreal
BMO
$124B
$571K 0.06%
6,410
– –
BX icon
282
Blackstone
BX
$105B
$567K 0.06%
7,602
+475
+7% +$32.8K
F icon
283
Ford
F
$59.1B
$566K 0.06%
46,164
+6,828
+17% +$78.1K
AMAT icon
284
Applied Materials
AMAT
$379B
$551K 0.05%
4,126
-520
-11% -$57.3K
JCI icon
285
Johnson Controls International
JCI
$84.7B
$549K 0.05%
9,202
+41
+0.4% +$2.25K
MGC icon
286
Vanguard Mega Cap 300 Index ETF
MGC
$9.83B
$549K 0.05%
+3,916
New +$537K
BYND icon
287
Beyond Meat
BYND
$280M
$548K 0.05%
4,213
-329
-7% -$48.4K
ADP icon
288
Automatic Data Processing
ADP
$105B
$547K 0.05%
2,903
-51
-2% -$8.85K
EZU icon
289
iShare MSCI Eurozone ETF
EZU
$9.38B
$547K 0.05%
11,778
+4,406
+60% +$200K
MDT icon
290
Medtronic
MDT
$113B
$545K 0.05%
4,612
+771
+20% +$90.4K
SCHP icon
291
Schwab US TIPS ETF
SCHP
$16.3B
$531K 0.05%
17,364
+4,972
+40% +$153K
IMCG icon
292
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.9B
$527K 0.05%
8,364
+72
+0.9% +$4.66K
PGF icon
293
Invesco Financial Preferred ETF
PGF
$675M
$527K 0.05%
27,909
-21,751
-44% -$408K
DOCU
294
DocuSign
DOCU
$10.4B
$522K 0.05%
2,576
+164
+7% +$38K
NTR icon
295
Nutrien
NTR
$33B
$521K 0.05%
9,669
+2,209
+30% +$120K
PDP icon
296
Invesco Dorsey Wright Momentum ETF
PDP
$1.41B
$521K 0.05%
6,115
+320
+6% +$28K
EFAV icon
297
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
$519K 0.05%
+7,107
New +$522K
VGT icon
298
Vanguard Information Technology ETF
VGT
$134B
$519K 0.05%
11,584
+4,848
+72% +$218K
CSX icon
299
CSX Corp
CSX
$96.7B
$518K 0.05%
16,122
-60
-0.4% -$1.83K
IYR icon
300
iShares US Real Estate ETF
IYR
$4.78B
$516K 0.05%
5,617
+103
+2% +$9.04K
10 11
12
13 14

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NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.