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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
276
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$474K 0.05%
+8,590
New +$472K
IYR icon
277
iShares US Real Estate ETF
IYR
$4.76B
$472K 0.05%
+5,514
New +$459K
USIG icon
278
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$468K 0.05%
+7,552
New +$462K
BX icon
279
Blackstone
BX
$107B
$462K 0.05%
+7,127
New +$415K
BP icon
280
BP
BP
$107B
$460K 0.05%
22,399
+160
+0.7% +$3.02K
IVZ icon
281
Invesco
IVZ
$13B
$460K 0.05%
26,365
-7,685
-23% -$118K
CVS icon
282
CVS Health
CVS
$140B
$454K 0.05%
+6,647
New +$432K
IWB icon
283
iShares Russell 1000 ETF
IWB
$47.9B
$451K 0.05%
+2,131
New +$425K
MDT icon
284
Medtronic
MDT
$111B
$450K 0.05%
+3,841
New +$423K
SHY icon
285
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$447K 0.05%
+5,172
New +$447K
IWC icon
286
iShares Micro-Cap ETF
IWC
$1.45B
$445K 0.05%
+3,748
New +$396K
SPHQ icon
287
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$439K 0.05%
10,430
– –
RDS.A
288
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$438K 0.05%
12,454
-1,845
-13% -$57.6K
NVG icon
289
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$437K 0.05%
26,059
+118
+0.5% +$1.9K
TT icon
290
Trane Technologies
TT
$104B
$437K 0.05%
+3,009
New +$416K
QLD icon
291
ProShares Ultra QQQ
QLD
$12.2B
$434K 0.05%
+15,072
New +$382K
RIO icon
292
Rio Tinto
RIO
$149B
$434K 0.05%
+5,775
New +$379K
NFLX icon
293
Netflix
NFLX
$301B
$429K 0.05%
+7,940
New +$403K
JCI icon
294
Johnson Controls International
JCI
$85.6B
$427K 0.05%
+9,161
New +$407K
CRWD icon
295
CrowdStrike
CRWD
$185B
$424K 0.05%
+8,016
New +$312K
RSPT icon
296
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.39B
$424K 0.05%
+16,730
New +$388K
TWTR
297
DELISTED
Twitter, Inc.
TWTR
$424K 0.05%
+7,824
New +$373K
IXJ icon
298
iShares Global Healthcare ETF
IXJ
$4.18B
$423K 0.05%
+5,530
New +$407K
ANH
299
DELISTED
Anworth Mortgage Asset Corporation
ANH
$420K 0.05%
155,056
-29,253
-16% -$60.7K
DD icon
300
DuPont de Nemours
DD
$19B
$417K 0.05%
+4,676
New +$367K
10 11
12
13 14

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.