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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRC
276
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$357 0.01%
13,671
+2,062
+18% +$93.3K
ALK icon
277
Alaska Air
ALK
$5.17B
$355 0.01%
+12,461
New +$678K
DOW icon
278
Dow Inc
DOW
$21.5B
$350 0.01%
11,980
+2,756
+30% +$117K
MBT
279
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$348 0.01%
45,831
+3,225
+8% +$30.8K
MPLX icon
280
MPLX
MPLX
$60.2B
$347 0.01%
29,862
+2,728
+10% +$55.9K
BMO icon
281
Bank of Montreal
BMO
$124B
$346 0.01%
6,885
+10
+0.1% +$678
BX icon
282
Blackstone
BX
$103B
$345 0.01%
7,577
+757
+11% +$41.9K
FTF
283
Franklin Limited Duration Income Trust
FTF
$232M
$345 0.01%
43,970
– –
C icon
284
Citigroup
C
$216B
$344 0.01%
8,156
+84
+1% +$5.64K
OIH icon
285
VanEck Oil Services ETF
OIH
$1.98B
$343 0.01%
4,271
+3,429
+407% +$638K
COMT icon
286
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$341 0.01%
15,177
+4,841
+47% +$139K
RIO icon
287
Rio Tinto
RIO
$150B
$330 0.01%
7,253
+1,600
+28% +$82.1K
HPI
288
John Hancock Preferred Income Fund
HPI
$429M
$329 0.01%
20,448
-850
-4% -$17.8K
VGLT icon
289
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$325 0.01%
3,219
– –
IEUR icon
290
iShares Core MSCI Europe ETF
IEUR
$8.77B
$324 0.01%
8,730
-2,519
-22% -$114K
PTY icon
291
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$323 0.01%
25,050
+3,800
+18% +$66.6K
D icon
292
Dominion Energy
D
$62.1B
$322 0.01%
4,457
+1,142
+34% +$93.3K
NEE icon
293
NextEra Energy
NEE
$186B
$321 0.01%
5,344
– –
DIA icon
294
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
$319 0.01%
1,457
+139
+11% +$36.9K
CIEN icon
295
Ciena
CIEN
$47.4B
$316 0.01%
7,947
– –
VTIP icon
296
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$314 0.01%
6,453
+134
+2% +$6.58K
MDT icon
297
Medtronic
MDT
$113B
$309 0.01%
3,426
+447
+15% +$47.6K
STZ icon
298
Constellation Brands
STZ
$22.6B
$307 0.01%
2,140
+630
+42% +$111K
IMCG icon
299
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$301 0.01%
+8,292
New +$352K
CRM icon
300
Salesforce
CRM
$153B
$300 0.01%
2,085
-1,195
-36% -$205K
10 11
12
13 14

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.