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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.A icon
276
Berkshire Hathaway Class A
BRK.A
$1.07T
$340K 0.06%
1
– –
COMT icon
277
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$340K 0.06%
10,336
-169
-2% -$5.43K
CIEN icon
278
Ciena
CIEN
$55.3B
$339K 0.06%
7,947
+250
+3% +$9.53K
MDT icon
279
Medtronic
MDT
$107B
$338K 0.06%
2,979
-112
-4% -$12.3K
VCIT icon
280
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$337K 0.06%
3,689
+581
+19% +$53K
RIO icon
281
Rio Tinto
RIO
$148B
$336K 0.06%
5,653
– –
SCZ icon
282
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$334K 0.06%
5,364
-1,384
-21% -$83.2K
BIV icon
283
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$333K 0.06%
3,817
+500
+15% +$43.8K
NVS icon
284
Novartis
NVS
$295B
$333K 0.06%
3,521
-380
-10% -$34.1K
GEL icon
285
Genesis Energy
GEL
$1.84B
$331K 0.06%
16,160
+16
+0.1% +$322
MU icon
286
Micron Technology
MU
$1.04T
$328K 0.06%
6,098
-2,100
-26% -$100K
XSLV icon
287
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$325K 0.06%
6,394
+1,857
+41% +$92.9K
JWN
288
DELISTED
Nordstrom
JWN
$324K 0.06%
7,910
-1,952
-20% -$72.2K
NEE icon
289
NextEra Energy
NEE
$187B
$324K 0.06%
5,344
– –
CMI icon
290
Cummins
CMI
$91.7B
$317K 0.05%
1,772
-28
-2% -$4.93K
IFF icon
291
International Flavors & Fragrances
IFF
$19.4B
$317K 0.05%
2,455
– –
WELL icon
292
Welltower
WELL
$178B
$317K 0.05%
3,875
– –
NMIH icon
293
NMI Holdings
NMIH
$3.25B
$315K 0.05%
+9,500
New +$297K
APD icon
294
Air Products & Chemicals
APD
$66.3B
$314K 0.05%
1,335
-48
-3% -$10.8K
HMC icon
295
Honda
HMC
$36.5B
$311K 0.05%
+10,985
New +$306K
IAU icon
296
iShares Gold Trust
IAU
$63B
$311K 0.05%
+10,712
New +$304K
VTIP icon
297
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$311K 0.05%
6,319
-2,919
-32% -$144K
PPG icon
298
PPG Industries
PPG
$25.9B
$310K 0.05%
+2,322
New +$294K
SCHF icon
299
Schwab International Equity ETF
SCHF
$65.6B
$307K 0.05%
18,280
+192
+1% +$3.16K
FISV
300
Fiserv Inc
FISV
$27.2B
$303K 0.05%
2,623
-255
-9% -$28.2K
10 11
12
13 14

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.