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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$464M
AUM Growth
+$74.4M
Cap. Flow
+$24.9M
Cap. Flow %
5.36%
Top 10 Hldgs %
26.89%
Holding
369
New
43
Increased
160
Reduced
96
Closed
13

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.77M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.66M
3
VTV icon
Vanguard Value ETF
VTV
+$1.29M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.11M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.08M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.39M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.34M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$924K
4
KOL
VanEck Vectors Coal ETF
KOL
+$491K
5
PAG icon
Penske Automotive Group
PAG
+$408K

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.07%
3 Industrials 5.08%
4 Consumer Discretionary 4.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
276
Philip Morris
PM
$301B
$274K 0.06%
3,099
-383
-11% -$30.8K
SCHF icon
277
Schwab International Equity ETF
SCHF
$65.6B
$268K 0.06%
17,118
– –
SNLN
278
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$267K 0.06%
15,175
+1,300
+9% +$22.8K
ALRM icon
279
Alarm.com
ALRM
$2.56B
$266K 0.06%
4,100
-500
-11% -$30.3K
MQY icon
280
BlackRock MuniYield Quality Fund
MQY
$807M
$266K 0.06%
18,848
+2,198
+13% +$30.3K
NRK icon
281
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$265K 0.06%
20,838
– –
SRC
282
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$265K 0.06%
+6,675
New +$254K
FISV
283
Fiserv Inc
FISV
$27.2B
$261K 0.06%
2,961
– –
KMI icon
284
Kinder Morgan
KMI
$73.1B
$260K 0.06%
12,980
+264
+2% +$4.93K
BHK icon
285
BlackRock Core Bond Trust
BHK
$642M
$259K 0.06%
19,294
– –
EQNR icon
286
Equinor
EQNR
$95.9B
$258K 0.06%
11,762
– –
NEE icon
287
NextEra Energy
NEE
$187B
$257K 0.06%
5,320
-92
-2% -$4.21K
TSI
288
TCW Strategic Income Fund
TSI
$212M
$257K 0.06%
46,765
– –
GGB icon
289
Gerdau
GGB
$9.44B
$253K 0.05%
82,044
-2,520
-3% -$8.17K
BX icon
290
Blackstone
BX
$104B
$252K 0.05%
7,209
-399
-5% -$13.3K
CHK
291
DELISTED
Chesapeake Energy Corporation
CHK
$248K 0.05%
400
+56
+16% +$31.3K
ISCV icon
292
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$246K 0.05%
5,343
-366
-6% -$16.8K
EXPD icon
293
Expeditors International
EXPD
$22.9B
$244K 0.05%
3,217
+40
+1% +$2.89K
LOW icon
294
Lowe's Companies
LOW
$116B
$244K 0.05%
2,228
– –
ATVI
295
DELISTED
Activision Blizzard
ATVI
$235K 0.05%
5,165
+145
+3% +$6.55K
UYG icon
296
ProShares Ultra Financials
UYG
$811M
$234K 0.05%
+5,846
New +$227K
ADSK icon
297
Autodesk
ADSK
$44.3B
$233K 0.05%
+1,495
New +$223K
APD icon
298
Air Products & Chemicals
APD
$66.3B
$233K 0.05%
+1,220
New +$210K
PAYX icon
299
Paychex
PAYX
$40.4B
$233K 0.05%
+2,911
New +$215K
SPE
300
Special Opportunities Fund
SPE
$140M
$233K 0.05%
18,182
– –
10 11
12
13 14

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NWAM LLC's Q1 2019 Portfolio in Review

As of Q1 2019, NWAM LLC held 369 positions worth $464M, up 19% from $389M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $24.9M of net new capital in Q1 2019, opening 43 new positions and adding to 160 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.39M trimmed.

  • NWAM LLC's largest Q1 2019 buy was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.
  • NWAM LLC added most to iShares Russell 1000 Value ETF in Q1 2019, an estimated $1.77M increase.
  • NWAM LLC's biggest Q1 2019 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.39M.
  • NWAM LLC fully exited iShares US Healthcare Providers ETF in Q1 2019, selling an estimated $1.34M.
  • NWAM LLC's ten largest holdings make up 27% of its $464M portfolio in Q1 2019.
  • NWAM LLC opened 43 new positions and closed 13 in Q1 2019.
  • NWAM LLC's portfolio value rose 19% quarter-over-quarter to $464M.

Based on NWAM LLC's 13F filing for Q1 2019, filed 17 Apr 2019.