We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$385M
AUM Growth
-$190M
Cap. Flow
-$201M
Cap. Flow %
-52.36%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

Rank Sector Weight
1 Technology 8.81%
2 Financials 7.29%
3 Industrials 5.21%
4 Healthcare 4.28%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
276
Stryker
SYK
$123B
$228K 0.06%
+1,605
New +$230K
BLV icon
277
Vanguard Long-Term Bond ETF
BLV
$5.81B
$227K 0.06%
+2,420
New +$227K
CAT icon
278
Caterpillar
CAT
$399B
$225K 0.06%
+1,803
New +$208K
IEFA icon
279
iShares Core MSCI EAFE ETF
IEFA
$185B
$224K 0.06%
+3,498
New +$219K
EMR icon
280
Emerson Electric
EMR
$76.5B
$223K 0.06%
3,553
+39
+1% +$2.35K
JHS
281
John Hancock Income Securities Trust
JHS
$127M
$221K 0.06%
14,925
– –
OXY icon
282
Occidental Petroleum
OXY
$55.2B
$221K 0.06%
3,438
-586
-15% -$35.7K
GM icon
283
General Motors
GM
$68.2B
$219K 0.06%
+5,420
New +$198K
M icon
284
Macy's
M
$6.14B
$218K 0.06%
+9,987
New +$220K
NSL
285
DELISTED
NUVEEN SENIOR INCM FD
NSL
$218K 0.06%
32,639
+3,350
+11% +$22.4K
CHK
286
DELISTED
Chesapeake Energy Corporation
CHK
$218K 0.06%
253
+15
+6% +$12.9K
AIG icon
287
American International
AIG
$42.5B
$217K 0.06%
+3,534
New +$220K
CIM
288
Chimera Investment
CIM
$1.06B
$215K 0.06%
3,795
– –
ALL icon
289
Allstate
ALL
$65.3B
$214K 0.06%
+2,330
New +$212K
IWB icon
290
iShares Russell 1000 ETF
IWB
$48.1B
$214K 0.06%
1,531
-90
-6% -$12.3K
SCHX icon
291
Schwab US Large- Cap ETF
SCHX
$71.5B
$213K 0.06%
+21,264
New +$209K
GASS icon
292
StealthGas
GASS
$322M
$209K 0.05%
63,275
– –
USMV icon
293
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$208K 0.05%
+4,139
New +$206K
NAC icon
294
Nuveen California Quality Municipal Income Fund
NAC
$1.86B
$207K 0.05%
13,874
– –
NOC icon
295
Northrop Grumman
NOC
$75.6B
$207K 0.05%
+721
New +$194K
CL icon
296
Colgate-Palmolive
CL
$73.1B
$203K 0.05%
+2,788
New +$201K
RIG icon
297
Transocean
RIG
$5.66B
$203K 0.05%
18,868
+1,678
+10% +$14.4K
INBK icon
298
First Internet Bancorp
INBK
$227M
$201K 0.05%
+6,217
New +$189K
UYG icon
299
ProShares Ultra Financials
UYG
$808M
$200K 0.05%
+5,322
New +$189K
VGM icon
300
Invesco Trust Investment Grade Municipals
VGM
$565M
$189K 0.05%
14,070
– –
10 11
12
13 14

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $201M in Q3 2017, closing 22 positions and reducing 79 holdings. Its most notable exit was Diversified Real Asset Income Fd, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Real Asset Income & Growth Fund worth $2.18M.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.