We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
M icon
276
Macy's
M
$6.15B
$207K 0.06%
6,975
+351
+5% +$10.8K
AMTX icon
277
Aemetis
AMTX
$119M
$205K 0.06%
159,227
– –
BDX icon
278
Becton Dickinson
BDX
$43.1B
$205K 0.06%
+1,146
New +$200K
CSX icon
279
CSX Corp
CSX
$98.6B
$205K 0.06%
+13,203
New +$201K
UPS icon
280
United Parcel Service
UPS
$97.6B
$203K 0.06%
1,888
-200
-10% -$21.9K
DOC icon
281
Healthpeak Properties
DOC
$15.4B
$200K 0.06%
+6,396
New +$196K
EVV
282
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$195K 0.06%
14,115
– –
TWTR
283
DELISTED
Twitter, Inc.
TWTR
$188K 0.06%
12,573
+50
+0.4% +$812
VGM icon
284
Invesco Trust Investment Grade Municipals
VGM
$549M
$183K 0.06%
14,070
– –
WFT
285
DELISTED
Weatherford International plc
WFT
$180K 0.05%
27,084
-1,700
-6% -$9.96K
OB
286
DELISTED
Onebeacon Insurance Group Ltd
OB
$177K 0.05%
11,055
+482
+5% +$7.67K
HRZN icon
287
Horizon Technology Finance
HRZN
$294M
$174K 0.05%
+15,650
New +$174K
AMD icon
288
Advanced Micro Devices
AMD
$851B
$173K 0.05%
+11,867
New +$151K
RBBN icon
289
Ribbon Communications
RBBN
$354M
$165K 0.05%
25,015
-1,621
-6% -$10.3K
PMO
290
Franklin Municipal Opportunities Trust
PMO
$282M
$158K 0.05%
13,172
– –
TWI icon
291
Titan International
TWI
$516M
$157K 0.05%
15,205
– –
FGP
292
DELISTED
Ferrellgas Partners, L.P.
FGP
$154K 0.05%
25,627
+15,350
+149% +$106K
TEI
293
Templeton Emerging Markets Income Fund
TEI
$310M
$136K 0.04%
12,136
– –
PSEC icon
294
Prospect Capital
PSEC
$1.06B
$128K 0.04%
14,125
-8,029
-36% -$72K
CSQ icon
295
Calamos Strategic Total Return Fund
CSQ
$3.21B
$119K 0.04%
10,700
– –
JPC icon
296
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$117K 0.04%
11,950
– –
LEO
297
BNY Mellon Strategic Municipals
LEO
$387M
$112K 0.03%
13,000
– –
JMM icon
298
Nuveen Multi-Market Income Fund
JMM
$54.1M
$92K 0.03%
12,514
+33
+0.3% +$242
ARLZ
299
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$90K 0.03%
42,100
-5,000
-11% -$18.8K
FTR
300
DELISTED
Frontier Communications Corp.
FTR
$85K 0.03%
2,653
-365
-12% -$16.7K
9 10 11
12
13

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.