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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+0.87%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$278M
AUM Growth
+$23.9M
Cap. Flow
+$18.4M
Cap. Flow %
6.61%
Top 10 Hldgs %
26.6%
Holding
303
New
45
Increased
142
Reduced
52
Closed
22

Top Buys

1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$2.53M
2
CRHM
CRH Medical Corporation
CRHM
$2.09M
3
AAPL icon
Apple
AAPL
$1.54M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$1.35M
5
PG icon
Procter & Gamble
PG
$1.27M

Top Sells

1
FLC
Flaherty & Crumrine Total Return Fund
FLC
$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
$688K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
$616K

Sector Composition

1 Technology 9.59%
2 Financials 6.39%
3 Industrials 4.85%
4 Energy 4.52%
5 Consumer Discretionary 4.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LQD icon
276
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.8B
– –
-16,165
Closed -$1.98M
LUMN icon
277
Lumen
LUMN
$4.87B
– –
-11,608
Closed -$337K
ORC
278
Orchid Island Capital
ORC
$958M
– –
0
– –
OVV icon
279
Ovintiv
OVV
$10.6B
– –
0
– –
CTXS
280
DELISTED
Citrix Systems Inc
CTXS
– –
-9,921
Closed -$206K
DRA
281
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-114,530
Closed -$1.9M
STJ
282
DELISTED
St Jude Medical
STJ
– –
-3,699
Closed -$289K
EMC
283
DELISTED
EMC CORPORATION
EMC
– –
-16,757
Closed -$455K
ABT icon
284
Abbott
ABT
$231B
– –
-8,279
Closed -$325K
BHC icon
285
Bausch Health
BHC
$2.72B
– –
0
– –
CMS icon
286
CMS Energy
CMS
$21.4B
– –
-6,781
Closed -$311K
CQP icon
287
Cheniere Energy
CQP
$26.1B
– –
0
– –
CSQ icon
288
Calamos Strategic Total Return Fund
CSQ
$2.98B
– –
-10,700
Closed -$106K
DIA icon
289
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.8B
– –
-1,124
Closed -$201K
PAAS icon
290
Pan American Silver
PAAS
$12.5B
– –
-12,999
Closed -$214K
RXD icon
291
ProShares UltraShort Health Care
RXD
$1.18M
– –
0
– –
SJM icon
292
J.M. Smucker
SJM
$12B
– –
-1,333
Closed -$203K
SPE
293
Special Opportunities Fund
SPE
$167M
– –
-17,369
Closed -$239K
TWO
294
Two Harbors Investment
TWO
$1.08B
– –
-1,283
Closed -$88K
VTRS icon
295
Viatris
VTRS
$12.2B
– –
-5,472
Closed -$237K
WPRT
296
Westport Fuel Systems
WPRT
$43.7M
– –
-2,190
Closed -$37K
WTRG icon
297
Essential Utilities
WTRG
$11B
– –
-8,423
Closed -$300K
GPP
298
DELISTED
Green Plains Partners LP
GPP
– –
-17,740
Closed -$276K
DS
299
DELISTED
Drive Shack Inc.
DS
– –
-10,241
Closed -$47K
SCTY
300
DELISTED
SolarCity Corporation
SCTY
– –
0
– –
9 10 11
12
13