We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODP
276
DELISTED
ODP
ODP
$44K ﹤0.01%
+1,240
New +$44K
MNKD icon
277
MannKind Corp
MNKD
$1.24B
$30K ﹤0.01%
9,760
-120
-1% -$531
UQM
278
DELISTED
UQM Technologies, Inc.
UQM
$29K ﹤0.01%
46,978
+1,000
+2% +$613
VNR
279
DELISTED
Vanguard Natural Resources, LLC
VNR
$22K ﹤0.01%
24,361
+3,688
+18% +$5.29K
HTM
280
DELISTED
U.S. Geothermal Inc.
HTM
$7K ﹤0.01%
1,667
– –
ABT icon
281
Abbott
ABT
$177B
– –
-8,279
Closed -$325K
CMS icon
282
CMS Energy
CMS
$22.5B
– –
-6,781
Closed -$311K
CSQ icon
283
Calamos Strategic Total Return Fund
CSQ
$3.24B
– –
-10,700
Closed -$106K
DIA icon
284
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
– –
-1,124
Closed -$201K
FLC
285
Flaherty & Crumrine Total Return Fund
FLC
$176M
– –
-299,905
Closed -$6.57M
LQD icon
286
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
– –
-16,165
Closed -$1.98M
LUMN icon
287
Lumen
LUMN
$6.48B
– –
-11,608
Closed -$337K
PAAS icon
288
Pan American Silver
PAAS
$17.8B
– –
-12,999
Closed -$214K
SJM icon
289
J.M. Smucker
SJM
$12B
– –
-1,333
Closed -$203K
SPE
290
Special Opportunities Fund
SPE
$144M
– –
-18,182
Closed -$239K
TWO
291
Two Harbors Investment
TWO
$1.27B
– –
-1,283
Closed -$88K
VTRS icon
292
Viatris
VTRS
$19.9B
– –
-5,472
Closed -$237K
WPRT
293
Westport Fuel Systems
WPRT
$36.3M
– –
-2,190
Closed -$37K
WTRG icon
294
Essential Utilities
WTRG
$11.1B
– –
-8,423
Closed -$300K
GPP
295
DELISTED
Green Plains Partners LP
GPP
– –
-17,740
Closed -$276K
DS
296
DELISTED
Drive Shack Inc.
DS
– –
-10,241
Closed -$47K
CTXS
297
DELISTED
Citrix Systems Inc
CTXS
– –
-9,921
Closed -$206K
DRA
298
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-114,530
Closed -$1.9M
STJ
299
DELISTED
St Jude Medical
STJ
– –
-3,699
Closed -$289K
EMC
300
DELISTED
EMC CORPORATION
EMC
– –
-16,757
Closed -$455K
9 10 11
12
13

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.