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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
276
Rithm Capital
RITM
$5.13B
– –
-313,132
Closed -$4.71M
SLV icon
277
iShares Silver Trust
SLV
$27.3B
– –
-36,171
Closed -$576K
SPY icon
278
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$783B
– –
-5,000
Closed -$1.02M
TLT icon
279
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
– –
-14,280
Closed -$1.87M
UUP icon
280
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$432M
– –
-10,000
Closed -$260K
VGM icon
281
Invesco Trust Investment Grade Municipals
VGM
$565M
– –
-14,070
Closed -$189K
XLU icon
282
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
– –
-51,512
Closed -$1.14M
HYLD
283
DELISTED
High Yield ETF
HYLD
– –
-40,029
Closed -$1.66M
DS
284
DELISTED
Drive Shack Inc.
DS
– –
-19,354
Closed -$94K
TWX
285
DELISTED
Time Warner Inc
TWX
– –
-3,639
Closed -$307K
FIG
286
DELISTED
Fortress Investment Group Llc
FIG
– –
-15,000
Closed -$121K
DRA
287
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-128,464
Closed -$2.33M
LGL.WS
288
DELISTED
LGL GROUP INC WT EXP 08/06/2018
LGL.WS
$0 ﹤0.01%
+13,000
New +$163
MCP
289
DELISTED
MOLYCORP INC COM STK
MCP
– –
-11,400
Closed -$4K
VNR
290
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-18,357
Closed -$257K
8 9 10 11
12

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PAIM
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RIA
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SFI
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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.