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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTI icon
251
British American Tobacco
BTI
$131B
$854K 0.07%
29,161
+2,397
+9% +$72.9K
XMMO icon
252
Invesco S&P MidCap Momentum ETF
XMMO
$7.35B
$849K 0.07%
9,454
+5,189
+122% +$426K
ZTS icon
253
Zoetis
ZTS
$32.2B
$844K 0.07%
4,278
+246
+6% +$43.5K
FDN icon
254
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$840K 0.07%
+4,501
New +$752K
FENI icon
255
Fidelity Enhanced International ETF
FENI
$10.7B
$837K 0.07%
+31,575
New +$809K
SPUS icon
256
SP Funds S&P 500 Sharia ETF
SPUS
$2.84B
$830K 0.07%
24,267
+2,151
+10% +$69.2K
SCHM icon
257
Schwab US Mid-Cap ETF
SCHM
$14.6B
$830K 0.07%
33,042
+1,233
+4% +$28.3K
SHYG icon
258
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$823K 0.07%
19,494
+3,301
+20% +$136K
URI icon
259
United Rentals
URI
$70.2B
$820K 0.07%
1,431
-3,625
-72% -$1.71M
JQUA icon
260
JPMorgan US Quality Factor ETF
JQUA
$8.16B
$816K 0.07%
17,044
+5,881
+53% +$264K
DKNG icon
261
DraftKings
DKNG
$12B
$815K 0.07%
23,114
+2,355
+11% +$78.8K
ETN icon
262
Eaton
ETN
$155B
$808K 0.06%
3,357
-313
-9% -$69.1K
EW icon
263
Edwards Lifesciences
EW
$47.8B
$806K 0.06%
10,575
-61
-0.6% -$4.24K
SLB icon
264
SLB Ltd
SLB
$76.5B
$796K 0.06%
15,286
-3,330
-18% -$181K
STIP icon
265
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$789K 0.06%
7,999
+313
+4% +$30.5K
FDL icon
266
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
$780K 0.06%
21,737
-2,174
-9% -$73.6K
IBUY icon
267
Amplify Online Retail ETF
IBUY
$110M
$773K 0.06%
14,364
-1,353
-9% -$63.4K
SHEL icon
268
Shell
SHEL
$239B
$765K 0.06%
11,619
+3,488
+43% +$229K
BOH icon
269
Bank of Hawaii
BOH
$3.17B
$763K 0.06%
10,529
+114
+1% +$6.54K
AFG icon
270
American Financial Group
AFG
$12B
$763K 0.06%
6,417
+7
+0.1% +$789
IBDT icon
271
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.05B
$758K 0.06%
+30,211
New +$734K
VYMI icon
272
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$756K 0.06%
+11,365
New +$715K
SO icon
273
Southern Company
SO
$109B
$748K 0.06%
10,668
+494
+5% +$33.9K
ACN icon
274
Accenture
ACN
$94.3B
$747K 0.06%
2,129
-1,263
-37% -$407K
AMAT icon
275
Applied Materials
AMAT
$410B
$745K 0.06%
4,597
-146
-3% -$21.4K
9 10
11
12 13

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.