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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
251
iShares National Muni Bond ETF
MUB
$45.2B
$674K 0.07%
6,572
-2,532
-28% -$267K
DFEM icon
252
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.85B
$667K 0.07%
28,626
+11,297
+65% +$273K
SHYG icon
253
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$664K 0.07%
16,193
+2,150
+15% +$88.8K
IFLN
254
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$662K 0.07%
38,785
+1,711
+5% +$29.7K
SO icon
255
Southern Company
SO
$109B
$658K 0.07%
10,174
-215
-2% -$14.9K
AMAT icon
256
Applied Materials
AMAT
$410B
$657K 0.07%
4,743
-178
-4% -$25.5K
PSX icon
257
Phillips 66
PSX
$83.3B
$648K 0.07%
5,395
+232
+4% +$26K
BBUS icon
258
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.75B
$637K 0.06%
8,259
+1,009
+14% +$80.8K
AWF
259
AllianceBernstein Global High Income Fund
AWF
$868M
$636K 0.06%
65,546
-743
-1% -$7.33K
GGN
260
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$626K 0.06%
171,044
-2,490
-1% -$9.36K
VGK icon
261
Vanguard FTSE Europe ETF
VGK
$30.1B
$625K 0.06%
10,792
-576
-5% -$35.1K
SCHG icon
262
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$620K 0.06%
34,076
-54,704
-62% -$1.03M
NEM icon
263
Newmont
NEM
$98.5B
$616K 0.06%
16,668
-57,298
-77% -$2.33M
XLRE icon
264
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$613K 0.06%
17,997
+8,665
+93% +$321K
DKNG icon
265
DraftKings
DKNG
$12B
$611K 0.06%
+20,759
New +$613K
DFIV icon
266
Dimensional International Value ETF
DFIV
$20.9B
$607K 0.06%
18,613
-12,413
-40% -$414K
VO icon
267
Vanguard Mid-Cap ETF
VO
$107B
$604K 0.06%
11,596
-82,436
-88% -$4.52M
GME icon
268
GameStop
GME
$9.66B
$592K 0.06%
35,991
-1,249
-3% -$24.9K
FSTA icon
269
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$584K 0.06%
13,718
+3,958
+41% +$178K
QCLN icon
270
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$609M
$581K 0.06%
13,635
+2,771
+26% +$135K
BBIN icon
271
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.49B
$577K 0.06%
11,072
-538
-5% -$29.2K
NTR icon
272
Nutrien
NTR
$32.4B
$570K 0.06%
9,232
+1,954
+27% +$124K
CAT icon
273
Caterpillar
CAT
$402B
$561K 0.06%
2,054
-1,612
-44% -$437K
SPIB icon
274
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$561K 0.06%
17,834
+4,567
+34% +$145K
F icon
275
Ford
F
$58.5B
$560K 0.06%
45,102
-9,943
-18% -$129K
9 10
11
12 13

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.