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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
251
Invesco Senior Loan ETF
BKLN
$6.97B
$712K 0.07%
32,163
-15,451
-32% -$344K
FREL icon
252
Fidelity MSCI Real Estate Index ETF
FREL
$1.54B
$711K 0.07%
25,870
+3,256
+14% +$85.6K
TMO icon
253
Thermo Fisher Scientific
TMO
$214B
$698K 0.07%
1,530
+1,007
+193% +$481K
ARKF icon
254
ARK Blockchain & Fintech Innovation ETF
ARKF
$747M
$696K 0.07%
13,613
+5,525
+68% +$301K
RNAM
255
DELISTED
Avidity Biosciences
RNAM
$696K 0.07%
+31,921
New +$781K
IAU icon
256
iShares Gold Trust
IAU
$62.7B
$684K 0.07%
21,023
-12,419
-37% -$424K
ETN icon
257
Eaton
ETN
$150B
$683K 0.07%
4,941
-629
-11% -$81.1K
IGBH icon
258
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
$678K 0.07%
26,527
+10,590
+66% +$266K
KO icon
259
Coca-Cola
KO
$380B
$671K 0.07%
12,738
+613
+5% +$30.9K
PBW icon
260
Invesco WilderHill Clean Energy ETF
PBW
$393M
$667K 0.07%
6,776
-4,477
-40% -$512K
MU icon
261
Micron Technology
MU
$928B
$655K 0.07%
7,421
+220
+3% +$18.7K
ITW icon
262
Illinois Tool Works
ITW
$85.8B
$654K 0.07%
2,952
+1,365
+86% +$283K
SYY icon
263
Sysco
SYY
$40.8B
$651K 0.06%
+8,269
New +$641K
CLX icon
264
Clorox
CLX
$12B
$648K 0.06%
3,358
-2,308
-41% -$444K
SCHI icon
265
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$646K 0.06%
+25,144
New +$660K
NLY icon
266
Annaly Capital Management
NLY
$17.2B
$632K 0.06%
18,386
-1,886
-9% -$63.9K
DXJ icon
267
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
$630K 0.06%
10,276
-867
-8% -$50.6K
GGN
268
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$759M
$624K 0.06%
179,805
+1,632
+0.9% +$5.71K
LLY icon
269
Eli Lilly
LLY
$1.09T
$623K 0.06%
3,334
-284
-8% -$55.6K
EMQQ icon
270
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$268M
$618K 0.06%
+9,665
New +$678K
OEF icon
271
iShares S&P 100 ETF
OEF
$19.9B
$611K 0.06%
3,400
-83
-2% -$14.6K
IVZ icon
272
Invesco
IVZ
$13.3B
$609K 0.06%
24,131
-2,234
-8% -$50.1K
CQQQ icon
273
Invesco China Technology ETF
CQQQ
$3.01B
$606K 0.06%
+7,444
New +$691K
GSLC icon
274
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$605K 0.06%
+7,645
New +$594K
MAR icon
275
Marriott International
MAR
$100B
$605K 0.06%
+4,088
New +$558K
9 10
11
12 13

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NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.