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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
R icon
251
Ryder
R
$9.98B
$558K 0.06%
+9,032
New +$503K
QDF icon
252
FlexShares Quality Dividend Index Fund
QDF
$2.23B
$554K 0.06%
11,212
+910
+9% +$42.9K
PTY icon
253
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$551K 0.06%
30,890
+640
+2% +$10.9K
NAD icon
254
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$549K 0.06%
35,729
– –
EMLC icon
255
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$541K 0.06%
+16,255
New +$520K
MU icon
256
Micron Technology
MU
$927B
$541K 0.06%
+7,201
New +$434K
DOCU
257
DocuSign
DOCU
$10.7B
$536K 0.06%
+2,412
New +$542K
APPN icon
258
Appian
APPN
$2.01B
$533K 0.06%
+3,288
New +$368K
CXSE icon
259
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$482M
$531K 0.06%
+8,074
New +$495K
IMCG icon
260
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
$529K 0.06%
+8,292
New +$489K
C icon
261
Citigroup
C
$222B
$527K 0.06%
+8,542
New +$434K
ALK icon
262
Alaska Air
ALK
$5.42B
$525K 0.06%
+10,092
New +$454K
NEE icon
263
NextEra Energy
NEE
$186B
$525K 0.06%
+6,803
New +$509K
FUTY icon
264
Fidelity MSCI Utilities Index ETF
FUTY
$2.37B
$523K 0.06%
+12,885
New +$524K
ADP icon
265
Automatic Data Processing
ADP
$106B
$520K 0.06%
+2,954
New +$485K
IVE icon
266
iShares S&P 500 Value ETF
IVE
$49.6B
$519K 0.06%
+4,055
New +$490K
IJT icon
267
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$518K 0.06%
+4,539
New +$463K
JRI icon
268
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$517K 0.06%
38,395
-326
-0.8% -$4.15K
JQC icon
269
Nuveen Credit Strategies Income Fund
JQC
$702M
$512K 0.06%
80,930
– –
PDP icon
270
Invesco Dorsey Wright Momentum ETF
PDP
$1.42B
$509K 0.06%
+5,795
New +$475K
KEY icon
271
KeyCorp
KEY
$24.3B
$500K 0.06%
30,492
-4,983
-14% -$72.6K
CSX icon
272
CSX Corp
CSX
$94.2B
$490K 0.06%
+16,182
New +$465K
BMO icon
273
Bank of Montreal
BMO
$127B
$487K 0.06%
+6,410
New +$439K
VOE icon
274
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$478K 0.05%
+4,022
New +$451K
WY icon
275
Weyerhaeuser
WY
$17.7B
$476K 0.05%
14,207
-38,102
-73% -$1.15M
9 10
11
12 13

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.