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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUI
251
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$405 0.01%
31,000
– –
OMP
252
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$404 0.01%
81,616
+15,383
+23% +$187K
MO icon
253
Altria Group
MO
$126B
$396 0.01%
10,240
-455
-4% -$20.2K
MNE
254
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$396 0.01%
27,000
– –
O icon
255
Realty Income
O
$61.1B
$394 0.01%
8,160
+1,528
+23% +$106K
HYG icon
256
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$390 0.01%
5,060
+2,174
+75% +$184K
CAT icon
257
Caterpillar
CAT
$363B
$382 0.01%
3,290
-1,441
-30% -$184K
ADP icon
258
Automatic Data Processing
ADP
$111B
$381 0.01%
2,791
-560
-17% -$90.2K
OMER icon
259
Omeros
OMER
$839M
$381 0.01%
28,470
-3,500
-11% -$46.6K
PDP icon
260
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
$378 0.01%
7,009
+185
+3% +$11.6K
HASI icon
261
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
$374 0.01%
18,339
-307
-2% -$9.7K
OEF icon
262
iShares S&P 100 ETF
OEF
$19.8B
$373 0.01%
3,148
-7,759
-71% -$1.07M
IWC icon
263
iShares Micro-Cap ETF
IWC
$1.43B
$371 0.01%
5,542
– –
VOE icon
264
Vanguard Mid-Cap Value ETF
VOE
$24B
$371 0.01%
4,569
-39
-0.8% -$4.2K
CSX icon
265
CSX Corp
CSX
$93.7B
$369 0.01%
19,305
-2,100
-10% -$49K
LMT icon
266
Lockheed Martin
LMT
$133B
$369 0.01%
1,088
+59
+6% +$23.2K
AVGO icon
267
Broadcom
AVGO
$1.79T
$367 0.01%
15,460
-700
-4% -$19.7K
ITA icon
268
iShares US Aerospace & Defense ETF
ITA
$14.2B
$367 0.01%
+5,100
New +$522K
QDF icon
269
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$366 0.01%
10,168
– –
FREL icon
270
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$365 0.01%
17,529
+4,544
+35% +$120K
IJT icon
271
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.16B
$363 0.01%
5,262
+980
+23% +$86.5K
TSLA icon
272
Tesla
TSLA
$1.2T
$362 0.01%
+10,350
New +$429K
KEY icon
273
KeyCorp
KEY
$24B
$359 0.01%
34,640
+5,517
+19% +$91.8K
RTX icon
274
RTX Corp
RTX
$295B
$358 0.01%
6,032
+730
+14% +$61.8K
SPHQ icon
275
Invesco S&P 500 Quality ETF
SPHQ
$19.2B
$358 0.01%
+11,950
New +$414K
9 10
11
12 13

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.