We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTY icon
251
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$404K 0.07%
21,250
+700
+3% +$12.9K
LMT icon
252
Lockheed Martin
LMT
$134B
$401K 0.07%
1,029
-32
-3% -$12.3K
PARA
253
DELISTED
Paramount Global Class B
PARA
$399K 0.07%
9,511
+1,725
+22% +$66.8K
F icon
254
Ford
F
$57.3B
$393K 0.07%
42,227
-1,885
-4% -$16.9K
BX icon
255
Blackstone
BX
$104B
$381K 0.07%
6,820
-135
-2% -$7K
DIA icon
256
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$376K 0.07%
1,318
-334
-20% -$92K
JCI icon
257
Johnson Controls International
JCI
$87.5B
$376K 0.07%
9,238
+10
+0.1% +$422
ZBH icon
258
Zimmer Biomet
ZBH
$17.7B
$373K 0.06%
+2,568
New +$354K
BNS icon
259
Scotiabank
BNS
$106B
$368K 0.06%
6,515
+110
+2% +$6.25K
IVZ icon
260
Invesco
IVZ
$13.3B
$365K 0.06%
+20,274
New +$346K
NTR icon
261
Nutrien
NTR
$32.7B
$365K 0.06%
7,625
-601
-7% -$29K
FREL icon
262
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$362K 0.06%
12,985
+185
+1% +$5.13K
RTN
263
DELISTED
Raytheon Company
RTN
$362K 0.06%
1,649
+109
+7% +$23K
PZZA icon
264
Papa John's
PZZA
$999M
$360K 0.06%
5,705
-1,030
-15% -$61K
ADI icon
265
Analog Devices
ADI
$181B
$358K 0.06%
3,016
-213
-7% -$24K
DSL
266
DoubleLine Income Solutions Fund
DSL
$1.21B
$358K 0.06%
18,133
-49
-0.3% -$972
GDX icon
267
VanEck Gold Miners ETF
GDX
$23B
$357K 0.06%
+12,201
New +$334K
URI icon
268
United Rentals
URI
$71.1B
$355K 0.06%
+2,131
New +$310K
TFC icon
269
Truist Financial
TFC
$63.2B
$354K 0.06%
6,284
+1,780
+40% +$96.4K
AON icon
270
Aon
AON
$77.3B
$352K 0.06%
1,690
– –
SFL icon
271
SFL Corp
SFL
$1.59B
$352K 0.06%
24,206
-400
-2% -$5.79K
RY icon
272
Royal Bank of Canada
RY
$291B
$350K 0.06%
4,421
-800
-15% -$64.4K
NZF icon
273
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$349K 0.06%
21,349
-2,519
-11% -$40.6K
K
274
DELISTED
Kellanova
K
$347K 0.06%
+5,349
New +$324K
PYPL icon
275
PayPal
PYPL
$49.5B
$346K 0.06%
+3,203
New +$334K
9 10
11
12 13

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.