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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$464M
AUM Growth
+$74.4M
Cap. Flow
+$24.9M
Cap. Flow %
5.36%
Top 10 Hldgs %
26.89%
Holding
369
New
43
Increased
160
Reduced
96
Closed
13

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.77M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.66M
3
VTV icon
Vanguard Value ETF
VTV
+$1.29M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.11M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.08M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.39M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.34M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$924K
4
KOL
VanEck Vectors Coal ETF
KOL
+$491K
5
PAG icon
Penske Automotive Group
PAG
+$408K

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.07%
3 Industrials 5.08%
4 Consumer Discretionary 4.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
251
Johnson Controls International
JCI
$87.5B
$340K 0.07%
9,196
-179
-2% -$6.14K
FDX icon
252
FedEx
FDX
$74.5B
$339K 0.07%
1,870
-149
-7% -$26.3K
ARCC icon
253
Ares Capital
ARCC
$13.5B
$334K 0.07%
19,461
+780
+4% +$13.1K
VOO icon
254
Vanguard S&P 500 ETF
VOO
$968B
$334K 0.07%
1,285
+56
+5% +$14K
KO icon
255
Coca-Cola
KO
$354B
$330K 0.07%
7,043
-153
-2% -$7.16K
WMT icon
256
Walmart Inc
WMT
$871B
$330K 0.07%
10,149
-1,881
-16% -$61K
VGLT icon
257
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$322K 0.07%
4,145
– –
IFF icon
258
International Flavors & Fragrances
IFF
$19.4B
$318K 0.07%
2,472
– –
WELL icon
259
Welltower
WELL
$178B
$318K 0.07%
4,102
-738
-15% -$55.4K
TLYS icon
260
Tilly's
TLYS
$115M
$313K 0.07%
28,125
+178
+0.6% +$2.11K
BNS icon
261
Scotiabank
BNS
$106B
$312K 0.07%
5,855
+500
+9% +$27.4K
MA icon
262
Mastercard
MA
$477B
$310K 0.07%
1,316
+5
+0.4% +$1.08K
RTN
263
DELISTED
Raytheon Company
RTN
$309K 0.07%
1,698
-113
-6% -$19.7K
SHOP icon
264
Shopify
SHOP
$148B
$306K 0.07%
+14,790
New +$261K
VTIP icon
265
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$306K 0.07%
+6,294
New +$304K
CAT icon
266
Caterpillar
CAT
$409B
$305K 0.07%
+2,253
New +$299K
MDT icon
267
Medtronic
MDT
$107B
$304K 0.07%
3,332
-175
-5% -$15.7K
RDS.B
268
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$304K 0.07%
4,758
-155
-3% -$9.8K
PAYC icon
269
Paycom
PAYC
$6.78B
$303K 0.07%
+1,602
New +$260K
BRK.A icon
270
Berkshire Hathaway Class A
BRK.A
$1.07T
$301K 0.06%
1
– –
AON icon
271
Aon
AON
$77.3B
$288K 0.06%
1,690
-20
-1% -$3.24K
CHI
272
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$288K 0.06%
28,435
+812
+3% +$8.15K
CIEN icon
273
Ciena
CIEN
$55.3B
$283K 0.06%
7,566
-35
-0.5% -$1.36K
RIG icon
274
Transocean
RIG
$5.92B
$278K 0.06%
31,943
+4,331
+16% +$37.1K
HYG icon
275
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$275K 0.06%
3,186
+17
+0.5% +$1.44K
9 10
11
12 13

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LBC
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NWAM LLC's Q1 2019 Portfolio in Review

As of Q1 2019, NWAM LLC held 369 positions worth $464M, up 19% from $389M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $24.9M of net new capital in Q1 2019, opening 43 new positions and adding to 160 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.39M trimmed.

  • NWAM LLC's largest Q1 2019 buy was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.
  • NWAM LLC added most to iShares Russell 1000 Value ETF in Q1 2019, an estimated $1.77M increase.
  • NWAM LLC's biggest Q1 2019 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.39M.
  • NWAM LLC fully exited iShares US Healthcare Providers ETF in Q1 2019, selling an estimated $1.34M.
  • NWAM LLC's ten largest holdings make up 27% of its $464M portfolio in Q1 2019.
  • NWAM LLC opened 43 new positions and closed 13 in Q1 2019.
  • NWAM LLC's portfolio value rose 19% quarter-over-quarter to $464M.

Based on NWAM LLC's 13F filing for Q1 2019, filed 17 Apr 2019.