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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$575M
AUM Growth
+$247M
Cap. Flow
+$27.4M
Cap. Flow %
4.77%
Top 10 Hldgs %
51.41%
Holding
347
New
38
Increased
116
Reduced
137
Closed
25

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.63M
2
VV icon
Vanguard Large-Cap ETF
VV
+$3.59M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.97M
4
AMLP icon
Alerian MLP ETF
AMLP
+$2.65M
5
VO icon
Vanguard Mid-Cap ETF
VO
+$2.59M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.93M
2
PG icon
Procter & Gamble
PG
+$1.06M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.03M
4
RITM icon
Rithm Capital
RITM
+$711K
5
SBUX icon
Starbucks
SBUX
+$576K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.93%
3 Industrials 3.01%
4 Healthcare 2.66%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
251
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$254K 0.04%
+4,266
New +$251K
XLF icon
252
State Street Financial Select Sector SPDR ETF
XLF
$55.4B
$253K 0.04%
10,258
– –
CSX icon
253
CSX Corp
CSX
$94.4B
$251K 0.04%
13,794
+591
+4% +$10.1K
EQNR icon
254
Equinor
EQNR
$88.3B
$251K 0.04%
15,180
-400
-3% -$6.86K
CRM icon
255
Salesforce
CRM
$138B
$250K 0.04%
2,889
-747
-21% -$65.1K
PSX icon
256
Phillips 66
PSX
$83.8B
$248K 0.04%
2,998
-443
-13% -$34.8K
SCHG icon
257
Schwab US Large-Cap Growth ETF
SCHG
$60B
$246K 0.04%
31,144
-12,512
-29% -$97.5K
FAM
258
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$243K 0.04%
20,865
-20,551
-50% -$244K
OXY icon
259
Occidental Petroleum
OXY
$54.6B
$241K 0.04%
4,024
-330
-8% -$20.2K
PYPL icon
260
PayPal
PYPL
$48.9B
$241K 0.04%
+4,485
New +$220K
KHC icon
261
Kraft Heinz
KHC
$30.6B
$240K 0.04%
2,797
+333
+14% +$30.2K
CHK
262
DELISTED
Chesapeake Energy Corporation
CHK
$237K 0.04%
238
-6
-2% -$6.44K
VOE icon
263
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$235K 0.04%
+2,288
New +$234K
MMP
264
DELISTED
Magellan Midstream Partners, L.P.
MMP
$234K 0.04%
3,287
-58
-2% -$4.26K
PHD
265
DELISTED
Pioneer Floating Rate Fund
PHD
$231K 0.04%
+19,401
New +$234K
FISV
266
Fiserv Inc
FISV
$26.7B
$229K 0.04%
3,742
+70
+2% +$4.23K
PAA icon
267
Plains All American Pipeline
PAA
$17.2B
$229K 0.04%
8,734
-122
-1% -$3.38K
HASI icon
268
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
$228K 0.04%
+9,959
New +$220K
RAI
269
DELISTED
Reynolds American Inc
RAI
$226K 0.04%
3,475
+165
+5% +$10.8K
AGN.PRA
270
DELISTED
Allergan plc
AGN.PRA
$221K 0.04%
255
-50
-16% -$41.9K
TRQ
271
DELISTED
Turquoise Hill Resources Ltd
TRQ
$220K 0.04%
8,289
-460
-5% -$12.4K
IWB icon
272
iShares Russell 1000 ETF
IWB
$48.2B
$219K 0.04%
1,621
-1,506
-48% -$201K
JHS
273
John Hancock Income Securities Trust
JHS
$127M
$219K 0.04%
14,925
– –
MA icon
274
Mastercard
MA
$478B
$219K 0.04%
1,807
-587
-25% -$69.6K
DOC icon
275
Healthpeak Properties
DOC
$15.6B
$217K 0.04%
6,804
+408
+6% +$12.9K
9 10
11
12 13

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PAIM
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RIA
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SFI
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NWAM LLC's Q2 2017 Portfolio in Review

As of Q2 2017, NWAM LLC held 347 positions worth $575M, up 75% from $328M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

NWAM LLC deployed $27.4M of net new capital in Q2 2017, opening 38 new positions and adding to 116 existing holdings. Its largest new stake was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 9.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $2.93M trimmed.

  • NWAM LLC's largest Q2 2017 buy was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.
  • NWAM LLC added most to Vanguard Real Estate ETF in Q2 2017, an estimated $2.97M increase.
  • NWAM LLC's biggest Q2 2017 reduction was US Bancorp, cutting an estimated $2.93M.
  • NWAM LLC fully exited Paramount Global Class A in Q2 2017, selling an estimated $498K.
  • NWAM LLC's ten largest holdings make up 51% of its $575M portfolio in Q2 2017.
  • NWAM LLC opened 38 new positions and closed 25 in Q2 2017.
  • NWAM LLC's portfolio value rose 75% quarter-over-quarter to $575M.

Based on NWAM LLC's 13F filing for Q2 2017, filed 27 Jul 2017.