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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
251
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
$247K 0.08%
2,092
+298
+17% +$35K
IVE icon
252
iShares S&P 500 Value ETF
IVE
$48.6B
$243K 0.07%
+2,338
New +$243K
XLF icon
253
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
$243K 0.07%
+10,258
New +$246K
AVGO icon
254
Broadcom
AVGO
$1.8T
$241K 0.07%
11,010
-550
-5% -$11.3K
ADI icon
255
Analog Devices
ADI
$181B
$239K 0.07%
+2,918
New +$229K
AGU
256
DELISTED
Agrium
AGU
$238K 0.07%
2,496
-13
-0.5% -$1.31K
CHI
257
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$233K 0.07%
21,225
+4,000
+23% +$43.1K
IEMG icon
258
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$231K 0.07%
+4,837
New +$223K
ITW icon
259
Illinois Tool Works
ITW
$78.2B
$230K 0.07%
+1,737
New +$225K
LOW icon
260
Lowe's Companies
LOW
$115B
$227K 0.07%
+2,758
New +$211K
ETP
261
DELISTED
Energy Transfer Partners L.p.
ETP
$227K 0.07%
6,222
+274
+5% +$10.2K
KHC icon
262
Kraft Heinz
KHC
$30.7B
$224K 0.07%
2,464
+2
+0.1% +$180
RIG icon
263
Transocean
RIG
$5.56B
$221K 0.07%
17,779
-111
-0.6% -$1.52K
ABT icon
264
Abbott
ABT
$177B
$220K 0.07%
+4,947
New +$214K
IVW icon
265
iShares S&P 500 Growth ETF
IVW
$73.5B
$217K 0.07%
6,588
+4
+0.1% +$128
MDLZ icon
266
Mondelez International
MDLZ
$77.4B
$217K 0.07%
+5,037
New +$223K
VTRS icon
267
Viatris
VTRS
$19.8B
$217K 0.07%
5,560
-312
-5% -$12.6K
SYK icon
268
Stryker
SYK
$122B
$214K 0.07%
+1,622
New +$205K
AMBA icon
269
Ambarella
AMBA
$2.88B
$213K 0.07%
3,897
-1,042
-21% -$56.2K
FISV
270
Fiserv Inc
FISV
$27.6B
$212K 0.06%
+3,672
New +$206K
JHS
271
John Hancock Income Securities Trust
JHS
$127M
$211K 0.06%
14,925
– –
AIG icon
272
American International
AIG
$42.3B
$209K 0.06%
+3,342
New +$215K
NMFC icon
273
New Mountain Finance
NMFC
$661M
$209K 0.06%
14,000
+3,000
+27% +$43.8K
RAI
274
DELISTED
Reynolds American Inc
RAI
$209K 0.06%
+3,310
New +$199K
GWPH
275
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$208K 0.06%
+1,723
New +$211K
9 10
11
12 13

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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.