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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+0.87%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$278M
AUM Growth
+$23.9M
Cap. Flow
+$18.4M
Cap. Flow %
6.61%
Top 10 Hldgs %
26.6%
Holding
303
New
45
Increased
142
Reduced
52
Closed
22

Top Buys

1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$2.53M
2
CRHM
CRH Medical Corporation
CRHM
$2.09M
3
AAPL icon
Apple
AAPL
$1.54M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$1.35M
5
PG icon
Procter & Gamble
PG
$1.27M

Top Sells

1
FLC
Flaherty & Crumrine Total Return Fund
FLC
$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
$688K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
$616K

Sector Composition

1 Technology 9.59%
2 Financials 6.39%
3 Industrials 4.85%
4 Energy 4.52%
5 Consumer Discretionary 4.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RIG icon
251
Transocean
RIG
$2.9B
$186K 0.01%
17,407
+1,117
+7% +$11.9K
REM icon
252
iShares Mortgage Real Estate ETF
REM
$618M
$180K 0.01%
4,273
+9
+0.2% +$379
PZE
253
DELISTED
Petrobras Argentina S A
PZE
$177K 0.01%
+26,918
New +$177K
PMO
254
Putnam Municipal Opportunities Trust
PMO
$281M
$176K 0.01%
13,172
– –
AMTX icon
255
Aemetis
AMTX
$151M
$174K 0.01%
161,427
-1,420
-0.9% -$1.53K
TWI icon
256
Titan International
TWI
$562M
$158K 0.01%
15,580
– –
NMFC icon
257
New Mountain Finance
NMFC
$1.13B
$151K 0.01%
11,000
– –
PSEC icon
258
Prospect Capital
PSEC
$1.34B
$151K 0.01%
18,666
-1,621
-8% -$13.1K
OB
259
DELISTED
Onebeacon Insurance Group Ltd
OB
$144K 0.01%
+10,063
New +$144K
FGP
260
DELISTED
Ferrellgas Partners, L.P.
FGP
$142K 0.01%
+12,177
New +$142K
SCU
261
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$132K 0.01%
3,034
-48
-2% -$2.09K
LEO
262
BNY Mellon Strategic Municipals
LEO
$375M
$122K 0.01%
13,000
– –
JPC icon
263
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$120K 0.01%
11,950
– –
JMM icon
264
Nuveen Multi-Market Income Fund
JMM
$59.9M
$93K 0.01%
12,416
+48
+0.4% +$360
NSL
265
DELISTED
NUVEEN SENIOR INCM FD
NSL
$87K 0.01%
13,340
-1,500
-10% -$9.78K
PIM
266
Putnam Master Intermediate Income Trust
PIM
$163M
$73K 0.01%
16,598
– –
DSU icon
267
BlackRock Debt Strategies Fund
DSU
$547M
$71K 0.01%
6,440
-441
-6% -$4.86K
ONIT
268
Onity Group Inc.
ONIT
$341M
$52K ﹤0.01%
950
– –
ODP icon
269
ODP
ODP
$668M
$44K ﹤0.01%
+1,240
New +$44K
MNKD icon
270
MannKind Corp
MNKD
$1.7B
$30K ﹤0.01%
9,760
-120
-1% -$369
UQM
271
DELISTED
UQM Technologies, Inc.
UQM
$29K ﹤0.01%
46,978
+1,000
+2% +$617
VNR
272
DELISTED
Vanguard Natural Resources, LLC
VNR
$22K ﹤0.01%
24,361
+3,688
+18% +$3.33K
HTM
273
DELISTED
U.S. Geothermal Inc.
HTM
$7K ﹤0.01%
1,667
– –
FLC
274
Flaherty & Crumrine Total Return Fund
FLC
$182M
– –
-299,905
Closed -$6.57M
FXB icon
275
Invesco CurrencyShares British Pound Sterling Trust
FXB
$90.8M
– –
0
– –
9 10
11
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