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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
251
DELISTED
Celgene Corp
CELG
$204K 0.02%
+1,953
New +$211K
TWLO icon
252
Twilio
TWLO
$31.7B
$203K 0.02%
+3,150
New +$157K
IWM icon
253
iShares Russell 2000 ETF
IWM
$81.4B
$201K 0.02%
+1,616
New +$196K
WFT
254
DELISTED
Weatherford International plc
WFT
$200K 0.02%
35,649
+7,806
+28% +$44.4K
VGM icon
255
Invesco Trust Investment Grade Municipals
VGM
$565M
$198K 0.02%
14,070
– –
CHI
256
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$196K 0.01%
+19,007
New +$197K
EVV
257
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$194K 0.01%
14,115
– –
RIG icon
258
Transocean
RIG
$5.63B
$186K 0.01%
17,407
+1,117
+7% +$11.8K
REM icon
259
iShares Mortgage Real Estate ETF
REM
$550M
$180K 0.01%
4,273
+9
+0.2% +$382
PZE
260
DELISTED
Petrobras Argentina S A
PZE
$177K 0.01%
+26,918
New +$170K
PMO
261
Franklin Municipal Opportunities Trust
PMO
$293M
$176K 0.01%
13,172
– –
AMTX icon
262
Aemetis
AMTX
$103M
$174K 0.01%
161,427
-1,420
-0.9% -$2.39K
TWI icon
263
Titan International
TWI
$485M
$158K 0.01%
15,580
– –
NMFC icon
264
New Mountain Finance
NMFC
$657M
$151K 0.01%
11,000
– –
PSEC icon
265
Prospect Capital
PSEC
$1.12B
$151K 0.01%
18,666
-1,621
-8% -$13.4K
OB
266
DELISTED
Onebeacon Insurance Group Ltd
OB
$144K 0.01%
+10,063
New +$142K
FGP
267
DELISTED
Ferrellgas Partners, L.P.
FGP
$142K 0.01%
+12,177
New +$228K
SCU
268
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$132K 0.01%
3,034
-48
-2% -$1.81K
LEO
269
BNY Mellon Strategic Municipals
LEO
$397M
$122K 0.01%
13,000
– –
JPC icon
270
Nuveen Preferred & Income Opportunities Fund
JPC
$2.94B
$120K 0.01%
11,950
– –
JMM icon
271
Nuveen Multi-Market Income Fund
JMM
$55.1M
$93K 0.01%
12,416
+48
+0.4% +$358
NSL
272
DELISTED
NUVEEN SENIOR INCM FD
NSL
$87K 0.01%
13,340
-1,500
-10% -$9.37K
PIM
273
Franklin Master Intermediate Income Trust
PIM
$152M
$73K 0.01%
16,598
– –
DSU icon
274
BlackRock Debt Strategies Fund
DSU
$598M
$71K 0.01%
6,440
-441
-6% -$4.82K
ONIT
275
Onity Group
ONIT
$337M
$52K ﹤0.01%
950
– –
9 10
11
12 13

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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.